Coutts & Co Investment Management Ltd. (London)

Coutts & Co Investment Management Ltd. is a large advisory firm based in London. It manages $90.2 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Indiana, and 6 other states.

Coutts & Co Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Coutts & Co Investment Management: assets under management

The assets under management (AUM) of Coutts & Co Investment Management Ltd. is $90.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $90.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Coutts & Co Investment Management Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Coutts & Co Investment Management Ltd.

Andrew Charles Fisher has been acting as President since 1 Jun 2000. Andrew John Palmer Crisp joined the executive team most recently as the Finance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Coutts & Company	Shareholder	1 Jan 1996	75% - 100%	foreign
Clive Peter Mason	Compliance officer	1 Oct 1999	Other	4359686
Ian Stuart Lay	Finance officer	1 Oct 1999	Other	4359689
Jeremy Mark Edward Rothschild	Director, general manager	1 Feb 2000	Other	4359675
Jane Evelyn Mumby	Director, vice president	1 Feb 2000	Other	4359684
Yvonne Margaret Marr	Vice president	1 Feb 2000	Other	4359690
Andrew Charles Fisher	Director	1 Jun 2000	Other	4359661
Werner Hans Peyer	Director	1 Jun 2000	Other	4359666
Sally Ann Doyle	Company secretary	1 Oct 2000	Other	4359670
Christopher David Middleton	Director	1 Apr 2002	Other	4533482
Peregrine Aidan Littleboy	Director	1 Apr 2002	Other	4533483
Kenneth David Saunders	Vice president	1 May 2002	Other	4645768
Sarah Deaves	Chief executive officer	1 Nov 2002	Other	4619831
Susan Mary Mcall	Compliance officer	1 Nov 2002	Other	4648521
James Fleming	Director	1 Jan 2003	Other	4619833
Robert Taylor	Director	1 Jan 2003	Other	4619834
James Richard Henry Bagley	Deputy compliance officer	1 Mar 2003	Other	4645765
Kenneth David Saunders	Director	1 Oct 2003	Other	4645768
Kenneth Byron Coombs	Director	1 Sep 2004	Other	4943044
Edward Andrew Harding	Finance officer	1 Dec 2004	Other	4943055
Andrew John Palmer Crisp	Finance officer	1 Mar 2006	Other	5124488

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
National Westminster Bank Plc	Shareholder	1 Dec 1999	75% - 100%	foreign
The Royal Bank Of Scotland Group Plc	Shareholder	1 Feb 2000	75% - 100%	foreign

Based in London

The principal office where Coutts & Co Investment Management Ltd. performs its advisory services is located at 440 Strand, London, Wc2 R 0 Qs, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011-44-20-7753-1000 or by fax 011-44-20-7753-1999. The normal business hours are 9:00a.m.to 5:00p.m. on Monday - Friday.