Usicg Advisors Inc (Glastonbury)


Usicg Advisors Inc is a large advisory firm based in Glastonbury. It manages $75 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 32 other states.

Usicg Advisors provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Usicg Advisors: assets under management

The assets under management (AUM) of Usicg Advisors Inc is $75 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Usicg Advisors Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Usicg Advisors Inc

David Alan Hess has been acting as President since 1 Apr 1999. David Leslie Eslick joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Usi Consulting Group Shareholder 1 Apr 1999 75% - 100% 06-1053228
David Alan Hess Treasurer/director/assistant secretary 1 Apr 1999 Other 4308128
Ernest Newborn Secretary 1 Apr 1999 Other 3154426
Ernest Joshua Newborn Secretary 1 Apr 1999 Other 3154426
John Arthur Oconnor President 1 Jan 2000 Other 1070038
Douglas Joel Rubinstein Director 1 Jan 2000 Other 4378477
Calvin Marcus Allsop Chief investment strategist 1 Apr 2001 Other 1545229
William Michael Tremko President 1 Mar 2003 Other 4495149
David Leslie Eslick Director 1 Apr 2003 Other 1771164
Robert S Schneider Treasurer / director 1 Apr 2003 Other 4650730
Robert Samuel Schneider Treasurer / director 1 Apr 2003 Other 4650730

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Usi Holdings Corporation Shareholder - 100% 1 Apr 1994 75% - 100% 13-3771733
U.S.I. Holding Corporation Shareholder 1 Aug 1996 75% - 100% 00-0000000
Usi Holding Corporation Shareholder 1 Aug 1996 75% - 100% 13-3771733
Usi Insurance Services Corporation Shareholder - 100% 1 Aug 1996 75% - 100% 13-3771734

Based in Glastonbury

The principal office where Usicg Advisors Inc performs its advisory services is located at 95 Glastonbury Blvd., Glastonbury, CT 06033, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-633-5283 or by fax 860-368-2110. The normal business hours are 8:00am to 5:00pm on Monday - Friday.