Annaly Management Company LLC (New York)

Annaly Management Company LLC is a large advisory firm based in New York. It manages $105.79 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Annaly Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Annaly Management Company: assets under management

The assets under management (AUM) of Annaly Management Company LLC is $105.79 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $105.79 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105.79 billion each.

Annaly Management Company has custody of $105.79 billion in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

What kind of clients Annaly Management Company serves?

The only and largest group of clients of Annaly Management Company is pooled investment vehicles with 1 clients and $105.79 billion of assets under management. Among the 10 most similar advisory firms, Annaly Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $105.79 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

Annaly Management Company doesn't advise any private funds.

Careers at Annaly Management Company LLC

The company employs 159 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wellington Jamie Denahan	Chairman & chief executive officer, elected manager and member	1 May 2013	50% - 75%	1774389
Kevin Gerard Keyes	President, elected manager and member	1 May 2013	Other	2091101
Ranjit Nicholas Singh	Chief legal officer & chief compliance officer, elected manager and member	1 May 2013	Other	4936803
Kathryn Fagan	Treasurer & chief financial officer	1 May 2013	Other	4346373
James Patrick Fortescue	Chief operating officer	1 May 2013	Other	2664841
Nicholas Singh	Chief legal officer & chief compliance officer	1 May 2013	Other	4936803
Kathryn Amelie Fagan	Treasurer & chief financial officer, elected manager and member	1 May 2013	Other	4346373
Glenn A Votek	Chief financial officer	1 Aug 2013	Other	2872520
Wellington Jamie Denahan	Executive chairman, elected manager and member	1 Sep 2015	50% - 75%	1774389
Kevin Gerard Keyes	Chief executive officer and president, elected manager and member	1 Sep 2015	Other	2091101
Timothy Patrick Coffey	Chief credit officer, elected manager	1 Jan 2016	Other	5408388
Michael Thomas Dorsey	Chief compliance officer	1 Mar 2016	Other	2560077
David Lawrence Finkelstein	Chief investment officer, elected manager	1 Nov 2016	Other	2468317
Timothy Patrick Coffey	Chief credit officer, elected manager	1 Nov 2016	Other	5408388
Amco Lp Holding Company Lp	Member	1 Jan 2017	75% - 100%	81-4931262
Amco Opco Holding Company Llc	Member	1 Jan 2017	Other	81-4917480
Anthony Charles Green	Chief legal officer, chief compliance officer, elected manager	1 Mar 2017	Other	6128611
Amco Manager Holdings Llc	Member	1 Jan 2018	75% - 100%	82-3851655
Miki Kamijyo	Chief compliance officer	1 Oct 2018	Other	6463283

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Amco Holding Management Company Llc	General partner	1 Jan 2017	Other	81-4907506
Kevin Gerard Keyes	Limited partner	1 Jan 2017	50% - 75%	2091101
Amco Lp Holding Company Lp	Member	1 Jan 2018	75% - 100%	81-4931262

Based in New York

The principal office where Annaly Management Company LLC performs its advisory services is located at 1211 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-696-0100. The normal business hours are 9am-5pm on Monday - Friday.