Pacificor, LLC (Scottsdale)

Name: Pacificor, LLC
Address: 8787 E Pinnacle Peak Road, Scottsdale, AZ, 85255
Telephone: 805-680-8802

Pacificor, LLC is an adviser based in Scottsdale. It manages $71.44 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Arizona.

Pacificor provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacificor: assets under management

The assets under management (AUM) of Pacificor, LLC is $71.44 million. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $55.73 million in discretionary accounts and $15.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.29 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $7.86 million.

Pacificor has custody of $27.14 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacificor, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pacificor, LLC

Pacificor, LLC is owned by Andrew Bryce Mitchell. Trustee Of The Robert Klein Revocable Trust Dated May 26 2000 Robert G. Klein joined the executive team most recently as the Member/Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael B. Klein	Chief executive officer & chief investment officer	1 Apr 2002	75% - 100%	4527393
Steven C Roth	Chief financial officer & chief compliance officer	1 Aug 2004	Other	5030709
Andrew Bryce Mitchell	Chief executive officer & chief investment officer; member/owner	1 Dec 2007	50% - 75%	4232272
Trustee Of The Michael B. Klein Administrative Trust Dated December 23 2007 Robert G. Klein	Member/owner	1 Dec 2007	75% - 100%	26-6168637
Trustee Of The Robert Klein Revocable Trust Dated May 26 2000 Robert G. Klein	Member/owner	1 Sep 2011	Other	xxx-xx-xxxx
As Trustee Of The William L. Cover Jr. And Anne Cover Trust Dated March 28 1991 Anne Cover Klien	Member/owner	1 Sep 2011	Other	xxx-xx-xxxx
As Trustee Of The William L. Cover Jr. And Anne Cover Trust Dated March 28 1991 Anne Cover	Member/owner	1 Sep 2011	Other	xxx-xx-xxxx

Based in Scottsdale

The principal office where Pacificor, LLC performs its advisory services is located at 8787 E Pinnacle Peak Road, Scottsdale, AZ 85255, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-680-8802 or by fax 805-435-1642. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at pacificor.com.