Dlj Growth Capital, Inc. (New York)

Dlj Growth Capital, Inc. is a pension cosultant based in New York. It manages $19.58 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Dlj Growth Capital provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dlj Growth Capital: assets under management

The assets under management (AUM) of Dlj Growth Capital, Inc. is $19.58 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $19.58 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dlj Growth Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dlj Growth Capital, Inc.

Lawrence Michael Schloss has been acting as President since 1 Jul 2001. Kenneth John Lohsen joined the executive team most recently as the Director And Chairman.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Michael Schloss	Chairman	1 Jul 2001	Other	1086508
Peter Thacher Grauer	Director & managing director	1 Jul 2001	Other	2306287
Thompson Dean	Director & managing director	1 Jul 2001	Other	1502366
Nicole I Sincek Arnaboldi	Director & managing director	1 Jul 2001	Other	1427291
Andrew Henry Rush	Director & managing director	1 Jul 2001	Other	2555553
Inc.(Formerly Dlj Capital Investors Inc.) Credit Suisse First Boston Private Equity	Shareholder	1 Jul 2001	75% - 100%	13-2005378
Hartley Raymond Rogers	Managing director	1 Jul 2001	Other	1515783
George Varughese	Director & managing director	1 Jul 2001	Other	1070353
James Andrew Quella	Director & managing director	1 Jul 2001	Other	4272616
Inc. Credit Suisse First Boston Private Equity	Shareholder	1 Jul 2001	75% - 100%	13-2005378
Inc. (F/K/A Credit Suisse First Boston Private Equity Inc.) Credit Suisse Private Equity	Shareholder	1 Jul 2001	75% - 100%	13-2005378
Inc. Credit Suisse Private Equity	Shareholder	1 Jul 2001	75% - 100%	13-2005378
Thompson Dean	Managing director	1 Mar 2003	Other	1502366
Nicole I Sincek Arnaboldi	Managing director	1 Mar 2003	Other	1427291
Andrew Henry Rush	Managing director	1 Mar 2003	Other	2555553
James Andrew Quella	Managing director	1 Mar 2003	Other	4272616
Edward A Poletti	Principal & controller	1 Mar 2003	Other	1532626
Ivy B Dodes	Principal & general counsel	1 Mar 2003	Other	2306196
George Ronald Hornig	Director and chairman	1 Mar 2003	Other	1817508
Nicole Sincek Arnaboldi	Director and managing director	1 Mar 2003	Other	1427291
Nicole Sinek Arnaboldi	Director and managing director	1 Mar 2003	Other	1427291
Eileen E Ryan	Chief compliance officer	1 Dec 2003	Other	2014783
Steven Charles Rattner	Director and managing director	1 Jun 2005	Other	1538919
Louise Guarneri	Chief compliance officer	1 Jul 2005	Other	1109022
Emidio Morizio	Chief compliance officer	1 Nov 2005	Other	1614446
Michael Joseph Bessel	Chief compliance officer	1 Mar 2007	Other	2963742
Ravi Mohan Singh	Director and managing director	1 Jul 2010	Other	2308409
Susan Christel Schnabel	Managing director	1 Jul 2010	Other	1883262
Kenneth John Lohsen	Director and chairman	1 Oct 2010	Other	4571019

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Credit Suisse First Boston (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818
Inc. (F/K/A Credit Suisse First Boston (Usa) Inc.) Credit Suisse (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818
Inc. Credit Suisse (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818
Inc. Credit Suisse Holdings (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-2853402
Credit Suisse	Shareholder	1 Nov 2000	50% - 75%	foreign entity
Credit Suisse Group Ag	Shareholder	1 Nov 2000	75% - 100%	foreign entity
Credit Suisse Ag	Shareholder	1 Nov 2000	50% - 75%	foreign entity
Inc. (Formerly Donaldson Lufkin & Jenrette Inc.) Credit Suisse First Boston (Usa)	Shareholder	1 Jul 2001	75% - 100%	13-1898818

Based in New York

The principal office where Dlj Growth Capital, Inc. performs its advisory services is located at 11 Madison Avenue, 16 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-325-2000 or by fax 212-325-6100. The normal business hours are 9:00am - 5:00pm on Monday - Friday.