Halcyon Loan Management LLC (New York)


Halcyon Loan Management LLC is a large advisory firm based in New York. It manages $7.3 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Halcyon Loan Management provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and collateral management for clo entities. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Halcyon Loan Management: assets under management

The assets under management (AUM) of Halcyon Loan Management LLC is $7.3 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.3 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $260.85 million each.
Halcyon Loan Management has custody of $77.22 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Halcyon Loan Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Michael Bader Managing principal 1 Dec 2012 25% - 50% 1622355
Halcyon Management Partners Lp Limited partner 1 Dec 2012 75% - 100% 90-0919086
Halcyon Management Holdings Gp Llc General partner 1 Dec 2012 Other 80-0877805
John M. Bader Managing principal 1 Dec 2012 25% - 50% 1622355

Based in New York

The principal office where Halcyon Loan Management LLC performs its advisory services is located at 477 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-303-9400 or by fax 212-486-9581. The normal business hours are 8:30 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at halcyonllc.com.