Exos Advisors, LLC (San Francisco)


Exos Advisors, LLC is a large advisory firm based in San Francisco. It manages $75.8 million of regulatory assets for 240 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

Exos Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Exos Advisors: assets under management

The assets under management (AUM) of Exos Advisors, LLC is $75.8 million. The firm's AUM has grown by 161% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $47.1 million in discretionary accounts and $28.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $588.75 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $179.38 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Exos Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
James Michael Dullanty Managing director 1 Jun 2008 Other 830181
George Henry Kane Managing director 1 Jun 2008 Other 1200827

Based in San Francisco

The principal office where Exos Advisors, LLC performs its advisory services is located at 680 Mission St, San Francisco, CA 94105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-658-9800 or by fax 415-658-9799. The normal business hours are 8am - 4pm on Monday - Friday. You can find more information about the New York firm at www.exos.com.