Griffin Capital Bdc Advisor, LLC (El Segundo)


Griffin Capital Bdc Advisor, LLC is an investment adviser to a business development company based in El Segundo. It manages $44.88 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of California.

Griffin Capital Bdc Advisor provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Griffin Capital Bdc Advisor: assets under management

The assets under management (AUM) of Griffin Capital Bdc Advisor, LLC is $44.88 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 44779% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $44.88 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Griffin Capital Bdc Advisor, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Griffin Capital Bdc Advisor, LLC

David Carlson Rupert has been acting as President since 1 May 2014. 1999 As Amended And Restated On August 27 2008 Kevin A. Shields Family Trust Dated June 15 joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Griffin Capital Asset Management Holdings Member 1 May 2014 75% - 100% 46-5588157
Kevin Alan Shields Chief executive officer 1 May 2014 Other 1574106
David Carlson Rupert President 1 May 2014 Other 1574120
Joseph E Miller Chief financial officer 1 May 2014 Other 6070489
Randy Anderson Executive vice president and member 1 May 2014 Other 6108120
Joseph Everett Miller Chief financial officer 1 May 2014 Other 6070489
Randy Iner Anderson Executive vice president and member 1 May 2014 Other 6108120
Charles Huang Chief compliance officer 1 May 2014 Other 2681964
Howard Scott Hirsch Vice president and secretary 1 Nov 2014 Other 6424126
Peter Lansing Townsend Chief compliance officer 1 Nov 2014 Other 4299854
Syedumar Faisal Ehtisham Chief compliance officer 1 Dec 2014 Other 5255031
Llc Griffin Capital Asset Management Company Member 1 Oct 2015 75% - 100% 38-3855839
John Joseph Canning Chief compliance officer 1 Nov 2015 Other 2372442
Jay Wilson Haas Chief compliance officer 1 Mar 2016 Other 4123504

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kevin Alan Shields Shareholder 1 Oct 1996 75% - 100% 1574106
Kevin Alan Shields Trustee 1 Jun 1999 Other 1574106
1999 As Amended And Restated On August 27 2008 Kevin A. Shields Family Trust Dated June 15 Shareholder 1 Jun 1999 75% - 100% xxx-xx-xxxx
Griffin Capital Corporation Member & manager 1 May 2014 75% - 100% 95-4599958
Llc Griffin Capital Manager and member 1 Oct 2015 75% - 100% 36-4821067
Llc Griffin Capital Company Manager and member 1 Oct 2015 75% - 100% 95-4599958
Griffin Capital Corporation Manager and member 1 Oct 2015 75% - 100% 95-4599958
1999 As Amended And Restated On August 27 2008 Kevin A. Shields Family Trust Dated June 15 Shareholder 1 Feb 2017 75% - 100% xxx-xx-xxxx
Griffin Capital Holdings Corporation Shareholder 1 Feb 2017 75% - 100% 81-5253489

Based in El Segundo

The principal office where Griffin Capital Bdc Advisor, LLC performs its advisory services is located at Griffin Capital Plaza, El Segundo, CA 90245, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-469-6100 or by fax 310-606-5910. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.