Rock Maple Services, LLC is a large advisory firm based in New York. It manages $252.26 million of regulatory assets for 59 client accounts. It has been registered with the SEC as an adviser since 2008.
Rock Maple Services provides selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rock Maple Services, LLC is $252.26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rock Maple Services, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Douglas Christian Fincher has been acting as President since 1 Mar 2008. Ken Chan joined the executive team most recently as the Cco.
The principal office where Rock Maple Services, LLC performs its advisory services is located at 60 East 42 Nd Street, New York, NY 10165, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-813-2720 or by fax 212-813-2730. The normal business hours are 8:00am to 6:00pm on Monday - Friday. You can find more information about the New York firm at www.rockmaplefunds.com (under construction).