Agis Management LLC (Boston)


Agis Management LLC is a large advisory firm based in Boston. It manages $1.03 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Florida, Iowa, and 4 other states.

Agis Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Agis Management: assets under management

The assets under management (AUM) of Agis Management LLC is $1.03 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 297% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.03 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $513.35 million each.
Agis Management has custody of $16.99 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Agis Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeffrey Alan Conrad serves?

The only and largest group of clients of Jeffrey Alan Conrad is state or municipal government entities with 2 clients and $1.03 billion of assets under management. Among the 8 most similar advisory firms, Agis Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $1.03 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Agis Management doesn't advise any private funds.

Careers at Agis Management LLC

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeffrey Alan Conrad has been acting as President since 1 Mar 2013. Kenneth L Warlick has served as the Chief Investment Officer since 1 May 2013. Carolyn Marie Bailey joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jeffrey Alan Conrad President 1 Mar 2013 Other 4372127
Carolyn Marie Bailey Chief financial officer and chief compliance officer 1 Mar 2013 Other 6008705
Llc Agis Capital Sole member 1 Mar 2013 75% - 100% 46-2203347
Kenneth L Warlick Chief investment officer 1 May 2013 Other 6399366
Kenneth Loss Warlick Chief investment officer 1 May 2013 Other 6399366

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Carolyn Marie Bailey Member 1 Mar 2015 Other 6008705

Based in Boston

The principal office where Agis Management LLC performs its advisory services is located at 46 Plympton Street, Boston, MA 02118, which is also the mailing address of the firm. An additional office of the firm is in Concord, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-350-9898 or by fax 888-471-4843. The normal business hours are 8:30a-5:30p on Monday - Friday. You can find more information about the New York firm at agiscapital.com.