Coates Carl Victor (Ponca City)


Coates Carl Victor is an adviser based in Ponca City. It manages $32.88 million of regulatory assets for 114 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Oklahoma.

Coates Carl Victor provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Coates Carl Victor: assets under management

The assets under management (AUM) of Coates Carl Victor is $32.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $288.43 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Coates Carl Victor for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Coates Carl Victor

Coates Carl Victor is owned by C Coates. Gerald Don Corbin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
C Coates Owner 1 Feb 1992 75% - 100% 2254384
Carl Victor Coates Owner 1 Feb 1992 75% - 100% 2254384
Gerald Corbin Registered representative 1 Jun 1995 Other 2620651
Gerald Don Corbin Chief compliance officer 1 Jun 2004 Other 2620651

Based in Ponca City

The principal office where Coates Carl Victor performs its advisory services is located at 1223 E Highland, Ponca City, OK 74601, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 580-762-7537 or by fax 580-762-1708. The normal business hours are 8:00am to5:00 pm on Monday - Friday.