Augustus Asset Managers Limited (London)


Augustus Asset Managers Limited is a large advisory firm based in London. It manages $12.1 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2007.

Augustus Asset Managers Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Augustus Asset Managers Limited: assets under management

The assets under management (AUM) of Augustus Asset Managers Limited is $12.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $275.01 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Augustus Asset Managers Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Augustus Asset Managers Limited

Thomas Francis O'shea has been acting as President since 1 Jan 2007. Daniel Mark Sheard has served as the Chief Investment Officer since 1 Jan 2008. Nikki Michelle Cagan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ltd. Julius Baer Holding Shareholder 1 Nov 1980 Other foreign
Jeremy St. George Shacklock Chief financial officer 1 Jul 1998 Other 4792118
Hamish Blair Findlater Chief legal officer 1 Mar 2006 Other 5123996
Barrie Graham Davey Chief compliance officer 1 Aug 2006 Other 5198740
Edward Craig Dove Director and president 1 Jan 2007 Other 4344661
Timothy Christopher Ashley Haywood Director and chief executive officer 1 Jan 2007 Other 4344673
Richard Howard Chief risk officer 1 Jan 2007 Other 4344653
Michael David Allen Chief operating officer 1 Jan 2007 Other 4943060
Thomas Francis O'shea Director 1 Jan 2007 Other 5274126
Adrian David Owens Director 1 Jan 2007 Other 5274130
Augustus Holding Limited (Iom) Shareholder 1 Jan 2007 75% - 100% foreign
Howard Carter Non-executive chairman 1 Jan 2007 Other 4492060
Daniel Mark Sheard Chief investment officer 1 Jan 2008 Other 4051902
Andrew Hanges Director 1 May 2009 Other 4393237
Craig Wallis Director 1 May 2009 Other 5152790
Gam (Uk) Ltd Shareholder 1 May 2009 75% - 100% n/a
Andrew Nmn Hanges Director 1 May 2009 Other 4393237
Craig Brian Wallis Director 1 May 2009 Other 5152790
Andrew Wills Director 1 Jun 2009 Other 4393843
Scott Sullivan Director 1 Jun 2009 Other 4869477
Andrew Michael Wills Director 1 Jun 2009 Other 4393843
Scott Nmn Sullivan Director 1 Jun 2009 Other 4869477
Nikki Michelle Cagan Chief compliance officer 1 Jul 2009 Other 5487105

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gam Holding Ag Shareholder of gam (uk) limited 1 Jul 2002 75% - 100% n/a
Gam Group Ag Shareholder of gam (uk) limited 1 Jul 2002 75% - 100% n/a
Julius Baer Holding Ag Shareholder of gam holding ag 1 Dec 2005 75% - 100% n/a
Gam Holding Limited Shareholder of gam group ag 1 Dec 2005 75% - 100% n/a
Timothy Christopher Ashley Haywood Shareholder 1 Apr 2008 25% - 50% 4344673

Based in London

The principal office where Augustus Asset Managers Limited performs its advisory services is located at 12 St James's Place, London, Sw1 A 1 Nx, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 20 7493 9990 or by fax + 44 (0) 20 7499 9114. The normal business hours are 9:00 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.augustus.co.uk.