Psigma Asset Management (Usa), LLC (New York)


Psigma Asset Management (Usa), LLC is a large advisory firm based in New York. It manages $27 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009.

Psigma Asset Management (Usa) provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Psigma Asset Management (Usa): assets under management

The assets under management (AUM) of Psigma Asset Management (Usa), LLC is $27 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Psigma Asset Management (Usa), LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Psigma Asset Management (Usa), LLC

Hendrik Jurgens Pfaff has been acting as President since 1 Sep 2010. Inc. Sanlam International Investments Usa Holdings joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Albert Abate Ceo/investment director/chief compliance officer, managing member 1 Dec 2005 50% - 75% 1496799
Marc Edward Bothwell Risk and operations manager , member 1 Jan 2006 Other 2673805
Psigma Asset Management Holdings Limited Owner 1 May 2009 25% - 50% 00000000
Inc. Sanlam International Investments Usa Holdings Member 1 Sep 2010 50% - 75% 00000000
Jing Hua Sun Investment director - global equities, member 1 Sep 2010 Other 2514246
Robert Ruggirello Member, analyst 1 Sep 2010 Other 2874041
Hendrik Jurgens Pfaff Chairman 1 Sep 2010 Other 5854953
Robert Roux Director 1 Sep 2010 Other 5854954

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sanlam Netherlands Holding Bv Shareholder 1 Sep 2010 50% - 75% 24316242
Sanlam Limited Shareholder 1 Sep 2010 50% - 75% 1959/001562/06

Based in New York

The principal office where Psigma Asset Management (Usa), LLC performs its advisory services is located at 48 Wall Street, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-918-4707 or by fax 212-918-4708. The normal business hours are 8:30 - 5:30 est on Monday - Friday. You can find more information about the New York firm at www.centreassetmanagement.com.