Schroder Investment Management North America Inc is a large advisory firm based in New York. It manages $53.37 billion of regulatory assets for 408 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Schroder Investment Management North America provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Schroder Investment Management North America Inc is $53.37 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 108% since the beginning of its operation, and $31.05 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Schroder Investment Management North America Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Paul James Chislett is investment companies with 153 clients and $25.02 billion of assets under management. Among the 9 most similar advisory firms, Schroder Investment Management North America has the 3rd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $53.35 billion for 407 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 41% of the firm’s clients are foreign persons or businesses.
Schroder Investment Management North America also advises several private funds. Namely, fifteen other private funds and one securitized asset fund. The minimum investment commitment required of non-related persons ranges from $0 to $50,000,000.
The company employs 280 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Paul James Chislett has been acting as President since 1 Oct 2012. Marc Orlans Mayer joined the executive team most recently as the Director.
The principal office where Schroder Investment Management North America Inc performs its advisory services is located at 7 Bryant Park, 19 Th Floor, New York, NY 10018, which is also the mailing address of the firm. An additional office of the firm is in Philadelphia, PA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-641-3800 or by fax 212-641-3804. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at schroders.com/us/home/.