Taylor Securities, Inc. (Harrisburg)


Taylor Securities, Inc. is an adviser based in Harrisburg. It manages $30.15 million of regulatory assets for 334 client accounts. It has been registered with the SEC as an adviser since 2001.

Taylor Securities provides portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Taylor Securities: assets under management

The assets under management (AUM) of Taylor Securities, Inc. is $30.15 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $90.28 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 93% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 7% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Taylor Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Martha Stubblefield Mason serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Martha Stubblefield Mason is individuals with 332 clients and $28.27 million of assets under management. Among the 4 most similar advisory firms, Taylor Securities has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $30.15 million for 334 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Taylor Securities doesn't advise any private funds.

Careers at Taylor Securities, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Martha Stubblefield Mason has been acting as President since 1 Jun 2016. Matthew Alan Taylor joined the executive team most recently as the Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Graham Taylor General securities and dp principal 1 Jan 1986 Other 443562
Barbara Ledbetter Tompkins Secretary-treasurer financial operations principal 1 Feb 1990 Other 1680659
Martha Stubblefield Mason Vice president 1 Jun 1990 Other 2468950
Barbara Ledbetter Tompkins Cco 1 Dec 2004 Other 1680659
Barbara Gail Daugherty Sec-treas, fin-op 1 Nov 2007 Other 1680659
William Graham Iii Taylor Vice-president and municipal securities principal 1 Dec 2009 25% - 50% 5281005
William Graham Iii Taylor President, municipal securities principal, general securities prinicipal 1 Feb 2010 50% - 75% 5281005
George Wood Moody Municipal securities principal, general securities prinicipal, chief compliance officer 1 Sep 2012 Other 4216196
Laura Taylor Hollis Shareholder 1 Sep 2012 Other 6125332
David Alan Lankford Vice president 1 Apr 2014 Other 862265
Jay Lawrence Jr Hollis General securities representative 1 Oct 2014 Other 4263613
Martha Stubblefield Mason President 1 Jun 2016 Other 2468950
William Graham Iii Taylor General securities representative 1 Jun 2016 50% - 75% 5281005
Matthew Alan Taylor Cco 1 Nov 2017 75% - 100% 2480217

Based in Harrisburg

The principal office where Taylor Securities, Inc. performs its advisory services is located at 3113 North Front Street, Harrisburg, PA 17110 The mailing address of the firm is 3113 N Front St, Harrisburg, PA 17110. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 717-232-5808 or by fax 717-232-5958. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at taylorwealthsolutions.com.