Etfis Capital LLC (New York)


Etfis Capital LLC is an investment adviser to an investment company based in New York. It manages $95 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Etfis Capital provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Etfis Capital: assets under management

The assets under management (AUM) of Etfis Capital LLC is $95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 94900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $23.75 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Etfis Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Etfis Capital LLC

Brinton Wesley Frith has been acting as President since 1 Aug 2013. Etfis Holdings Llc joined the executive team most recently as the Sole Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc Etf Issuer Solutions Sole member of the llc 1 Aug 2013 75% - 100% 46-0983919
Brinton Wesley Frith President 1 Aug 2013 Other 2308800
Etfis Holdings Llc Sole member 1 Apr 2015 75% - 100% 47-3207117
Yvonne I (Mi Only) Pytlik Chief compliance officer 1 Apr 2015 Other 4337433

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Virtus Investment Partners Shareholder of virtus partners inc 1 Mar 2012 75% - 100% 26-3962811
Matthew Barrett Brown Shareholder 1 Jul 2012 25% - 50% 4859559
William Justin Smalley Shareholder 1 Jul 2012 25% - 50% 5278853
Inc. Virtus Partners Member of etfis holdings llc 1 Apr 2015 50% - 75% 95-4191764
Inc. Etfis Holdings Member of etfis holdings llc 1 Apr 2015 25% - 50% 47-3215163

Based in New York

The principal office where Etfis Capital LLC performs its advisory services is located at 1540 Broadway, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-593-4383 or by fax 212-593-4384. The normal business hours are 9am - 5pm on Monday - Friday.