Brookfield Asset Management Pic Canada, LP (Toronto, Ontario)


Brookfield Asset Management Pic Canada, LP is a large advisory firm based in Toronto, Ontario. It manages $52.52 billion of regulatory assets for 77 client accounts. It has been registered with the SEC as an adviser since 2009.

Brookfield Asset Management Pic Canada provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brookfield Asset Management Pic Canada: assets under management

The assets under management (AUM) of Brookfield Asset Management Pic Canada, LP is $52.52 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 560% since the beginning of its operation, and $31.34 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $52.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $682.14 million each.
Brookfield Asset Management Pic Canada has custody of $52.52 billion in cash and securities for 77 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brookfield Asset Management Pic Canada, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brookfield Asset Management Pic Canada serves?

The only and largest group of clients of Brookfield Asset Management Pic Canada is pooled investment vehicles with 77 clients and $52.52 billion of assets under management. Among the 8 most similar advisory firms, Brookfield Asset Management Pic Canada has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $52.52 billion for 77 clients. 48% of the firm’s clients are foreign persons or businesses.

Brookfield Asset Management Pic Canada also advises several private funds. Namely, seventy eight private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Brookfield Asset Management Pic Canada, LP

The company employs 519 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Douglas Lawson Senior managing partner & cfo of brookfield asset management inc. 1 Feb 2002 Other 5718636
Samuel Pollock Senior managing partner 1 Feb 2002 Other 6777291
Richard Legault Senior managing partner 1 Feb 2002 Other 6777198
James Bruce Flatt Senior managing partner & ceo of brookfield asset management inc. 1 Mar 2002 Other 5718634
Jeffrey Miles Blidner Senior managing partner 1 Jan 2003 Other 6775294
Joseph Stuart Freedman Senior managing partner of brookfield asset management inc. 1 Apr 2003 Other 5718637
Brookfield Private Funds Holdings Inc. General partner 1 Jul 2009 Other 98-05588989
Trilon Bancorp Inc. Limited partner 1 Jul 2009 75% - 100% 98-0619543
Asha Kamaria Richards Chief compliance officer 1 Aug 2009 Other 5718535
Lp Brookfield Canada Adviser Limited partner 1 Apr 2010 75% - 100% 98-0659757
Dana Elizabeth Smith Chief compliance officer 1 Sep 2011 Other 1798172
Benjamin Michael Vaughan Senior managing partner 1 Jan 2012 Other 6268405
Ronald Fisher Dayn Regulatory counsel and chief compliance officer 1 Nov 2013 Other 6257213
Sachin Shah Senior managing partner 1 Jan 2014 Other 6777197

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Brookfield Asset Management Inc. Shareholder 1 Dec 2004 75% - 100% 98-0521601
Trilon Bancorp Inc. Shareholder 1 Jun 2008 75% - 100% 98-0619543
Trilon Bancorp Inc. Limited partner 1 Apr 2010 75% - 100% 98-0619543
Brookfield Private Funds Holdings Inc. General partner 1 Apr 2010 Other 98-1189259
Brookfield Asset Management Inc. Shareholder 1 Sep 2010 75% - 100% 98-0521601
Big Holdings L.P. Limited partner 1 Oct 2013 75% - 100% 98-1273418

Based in Toronto, Ontario

The principal office where Brookfield Asset Management Pic Canada, LP performs its advisory services is located at Brookfield Place, Suite 300, Toronto, Ontario, M5 J 2 T3, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-363-9491. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at brookfield.com/.