Fixed Income Securities, LP (Monument)


Fixed Income Securities, LP is a large advisory firm based in Monument. It manages $170.4 million of regulatory assets for 246 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Colorado, and 20 other states.

Fixed Income Securities provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fixed Income Securities: assets under management

The assets under management (AUM) of Fixed Income Securities, LP is $170.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 390% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $692.68 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fixed Income Securities, LP for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fixed Income Securities, LP

Scott Irvin Colyer has been acting as President since 1 Jan 2001. Michael Scott Segal joined the executive team most recently as the Sr. Vp.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dennis James Marlin Exec. v.p./municipal principal 1 Jan 2001 Other 501770
Scott Irvin Colyer President/ceo 1 Jan 2001 Other 1455160
Inc. Sterling Resources Holding company 1 Jan 2001 75% - 100% 75-2793158
Lisa Ann Colyer Exec. v.p. - operations 1 Jan 2001 Other 1214637
Joe Robert Cotton Senior vp, partner 1 Jan 2001 Other 1764046
Norman Chester Ii Scott Vp, partner 1 Jan 2001 Other 2821407
Randal Jason Pegg Vp, partner 1 Jan 2001 Other 2625619
Jon Tina Vestal Vp, partner 1 Jan 2001 Other 2039824
Lisa Anne Colyer Exec. v.p. - operations, limited partner 1 Jan 2001 Other 1214637
Donald Scott Rykert Vp, partner 1 Feb 2001 Other 2128744
Christopher Thomas Genovese Vp, partner 1 Feb 2001 Other 2255451
James Michael Sail Dillahunty President-broker/dealer sales, partner 1 Jan 2002 Other 865634
James Robert Costas Vp, partner 1 Feb 2002 Other 1060863
Lisa Marie Jalomo Head of compliance 1 Aug 2002 Other 1431206
Jack David Simkin Exec. v.p. - financial principal 1 Oct 2002 Other 1662746
Alex R Meitzner Managed director, partner 1 May 2003 Other 1964373
Timothy Charles Newcomb Sr. vp, chief financial officer 1 Apr 2004 Other 1236623
Graham Craig Fidler Senior vp, general counsel, secretary 1 Apr 2004 Other 4803556
Jacob Daniel Palmer Vp, chief compliance officer 1 Aug 2004 Other 2309603
Graham Craig Fidler Cco 1 Mar 2005 Other 4803556
Jack David Simkin Coo 1 Mar 2005 Other 1662746
Michael Patrick Dudley Vp, chief compliance officer 1 Apr 2005 Other xxx-xx-xxxx
Roger Scott Roberg Chief financial officer 1 Jun 2005 Other 2552242
Llc Sterling Management General partner 1 Jul 2005 Other 20-3294213
Roger Scott Roberg Chief financial officer/financial principal 1 Nov 2005 Other 2552242
Pierce Fenner & Smith Incorporated Merrill Lynch Limited partner 1 Mar 2006 Other 13-5674085
James Michael Sail Dillahunty Limited partner 1 May 2007 Other 865634
Andrew Stephen Williams President, limited partner 1 Aug 2007 Other 1037916
Scott Irvin Colyer Chairman/ceo, limited partner 1 Dec 2007 25% - 50% 1455160
Andrew Stephen Williams President, limited partner 1 Dec 2007 Other 1037916
Michael Scott Segal Sr. vp 1 Jan 2008 Other 1811436

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Scott Irvin Colyer Shareholder 1 Jul 2005 50% - 75% 1455160

Based in Monument

The principal office where Fixed Income Securities, LP performs its advisory services is located at 18925 Base Camp Road, Monument, CO 80132, which is also the mailing address of the firm. An additional office of the firm is in Boerne, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 719-488-9956 or by fax 719-488-4215. The normal business hours are 6:00 am - 3:30 pm on Monday - Friday. You can find more information about the New York firm at www.fisbonds.com.