Blue Water Wealth, Inc. (Portland)


Blue Water Wealth, Inc. is a large advisory firm based in Portland. It manages $155.19 million of regulatory assets for 415 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arizona, California, Oregon, Texas, and Washington.

Blue Water Wealth provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Blue Water Wealth: assets under management

The assets under management (AUM) of Blue Water Wealth, Inc. is $155.19 million. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $150.44 million in discretionary accounts and $4.75 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $369.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $593.13 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Blue Water Wealth, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nancy Lynn Congdon serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Nancy Lynn Congdon is individuals with 344 clients and $95.19 million of assets under management. Among the 5 most similar advisory firms, Blue Water Wealth has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $155.19 million for 384 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Blue Water Wealth doesn't advise any private funds.

Careers at Blue Water Wealth, Inc.

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Nancy Lynn Congdon has been acting as President since 1 Aug 2012. Gabriella Alana Richard joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nancy Lynn Congdon President 1 Jul 2012 75% - 100% 2136551
Gabriella Alana Cox Chief compliance officer 1 Jul 2012 Other 4837806
Nancy Lynn Congdon President 1 Aug 2012 75% - 100% 2136551
Gabriella Alana Richard Chief compliance officer 1 Aug 2012 Other 4837806
Gabriella Alana Cox Chief compliance officer 1 Aug 2012 Other 4837806

Based in Portland

The principal office where Blue Water Wealth, Inc. performs its advisory services is located at 9755 Sw Barnes Road, Portland, OR 97225, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503-296-8700 or by fax 503-296-8701. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at bluewaterwealth.com.