Crown Capital Securities, L.P. is a large advisory firm based in Orange. It manages $816.3 million of regulatory assets for 3,678 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 33 other states.
Crown Capital Securities provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Crown Capital Securities, L.P. is $816.3 million. The firm's AUM has grown by 485% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Crown Capital Securities, L.P. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Jonathan Lee French is individuals with 3,470 clients and $506.56 million of assets under management. Among the 9 most similar advisory firms, Crown Capital Securities has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $816.3 million for 3,678 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Crown Capital Securities doesn't advise any private funds.
The company employs 27 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Jonathan Lee French has been acting as President since 1 Sep 2003. Nils Henrik Sundstedt joined the executive team most recently as the Chief Compliance Officer/Coo/Dir./Inv. Adv. Serv..
The principal office where Crown Capital Securities, L.P. performs its advisory services is located at 725 Town & Country Road, Orange, CA 92868, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 714-547-9481 or by fax 714-547-9735. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at crowncapitalsecurities.com and its LinkedIn profile.