Axa Investment Managers North America Inc (Greenwich)


Axa Investment Managers North America Inc is a large advisory firm based in Greenwich. It manages $183 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and Minnesota.

Axa Investment Managers North America provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axa Investment Managers North America: assets under management

The assets under management (AUM) of Axa Investment Managers North America Inc is $183 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $183 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.63 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Axa Investment Managers North America Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Axa Investment Managers North America Inc

Nicolas Moreau has been acting as President since 1 Feb 1999. Robert Kyprianou joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nicolas Moreau Director 1 Feb 1999 Other 4413741
Axa Im Rose Inc Shareholder 1 Jun 2001 75% - 100% 22-3624513
Robert Kyprianou Director 1 Jul 2001 Other 2437399
Edward Harvey Lyman Director 1 Jul 2001 Other 4376523

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Axa Sa Shareholder 1 Feb 1999 75% - 100% foreign entity
Axa Im Holdings Us Inc Shareholder 1 Jun 2001 75% - 100% 22-3624509
Axa Investment Managers Sa Shareholder 1 Jun 2001 75% - 100% foreign entity

Based in Greenwich

The principal office where Axa Investment Managers North America Inc performs its advisory services is located at One Fawcett Place, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-863-8985 or by fax 203-861-4112. The normal business hours are 9.00am to 5.00pm on Monday - Friday. You can find more information about the New York firm at www.axa-im.com.