Carnick & Kubik Group, LLC is a large advisory firm based in Denver. It manages $1.2 billion of regulatory assets for 2,474 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Colorado, and 30 other states.
Carnick & Kubik Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and sub-advisory services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Carnick & Kubik Group, LLC is $1.2 billion. The firm's AUM has grown by 96% since the beginning of its operation, and $1.25 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Carnick & Kubik Group, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of David James Kubik is high net worth individuals with 278 clients and $783.93 million of assets under management. Among the 7 most similar advisory firms, Carnick & Kubik Group has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.05 billion for 1,822 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Carnick & Kubik Group doesn't advise any private funds.
The company employs 24 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 12 employees are registered as investment adviser representatives with the state securities authorities.
There are 36 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David James Kubik has been acting as President since 1 Apr 2016. Mark James Riley joined the executive team most recently as the Chief Compliance Officer.
The principal office where Carnick & Kubik Group, LLC performs its advisory services is located at 1777 S. Harrison Street, Denver, CO 80210, which is also the mailing address of the firm. An additional office of the firm is in Northglenn, CO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-741-2560 or by fax 720-305-0696. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at carnick.com and its LinkedIn profile.