Stratton Lamb Advisors LLC (Boston)

Stratton Lamb Advisors LLC is a large advisory firm based in Boston. It manages $127.12 million of regulatory assets for 100 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Massachusetts.

Stratton Lamb Advisors provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stratton Lamb Advisors: assets under management

The assets under management (AUM) of Stratton Lamb Advisors LLC is $127.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 264% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $127.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.27 million each.

Investments

The firm invests in exchange traded securities the most. They account for 34% of the total AUM. The second-largest asset type is investment and business development companies, which make up 33% of the firm’s portfolio. Investments in state and local bonds form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stratton Lamb Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stratton Lamb Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Stratton Lamb Advisors is high net worth individuals with 15 clients and $125.54 million of assets under management. Among the 5 most similar advisory firms, Stratton Lamb Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $127.12 million for 18 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stratton Lamb Advisors doesn't advise any private funds.

Careers at Stratton Lamb Advisors LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gardner Nichols Stratton	Managing member	1 Aug 2000	50% - 75%	4514054
Jennifer Dayne Lamb	Managing member and chief compliance officer	1 Aug 2000	50% - 75%	4514055
Gardner N. Stratton	Principal	1 Aug 2000	50% - 75%	4514054
J. Dayne Lamb	Principal and chief compliance officer	1 Aug 2000	50% - 75%	4514055

Based in Boston

The principal office where Stratton Lamb Advisors LLC performs its advisory services is located at 1 Franklin St # 2908, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-269-4410. The normal business hours are 9:00a.m. to 5:00p.m. on Monday - Friday.