Chess Financial Corp (Beachwood)

Name: Chess Financial Corp
Address: 25825 Science Park Drive, Beachwood, OH, 44122
Telephone: 216-831-2400

Chess Financial Corp is a large advisory firm based in Beachwood. It manages $455.38 million of regulatory assets for 645 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Ohio, Pennsylvania, and Texas.

Chess Financial Corp provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and tax planning and compliance, financial consulting and family office administration. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chess Financial Corp: assets under management

The assets under management (AUM) of Chess Financial Corp is $455.38 million. The company doesn't manage any assets belonging to foreign clients.

Chess Financial Corp has custody of $567 million in cash and securities for 155 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chess Financial Corp for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chess Financial Corp

F. Carl Walter has been acting as President since 1 Aug 1986. Hartland & Co joined the executive team most recently as the Entity.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
F. Carl Walter	President	1 Aug 1986	50% - 75%	4343519
Thomas James Hartland	Chief executive officer	1 Jun 1989	Other	819202
John Marino	Manager	1 Sep 1997	Other	2363303
Frank I. Harding	Vice president	1 Dec 2000	Other	4343541
Michael T. Novak	Senior manager	1 Dec 2000	Other	4343549
Joseph K. Crocker	Manager	1 Dec 2000	Other	4343557
Christine Casimira Sterrett	Chief administration officer	1 Jan 2001	Other	4520415
James Theodore Bartlett	Chairman of the board	1 Dec 2001	Other	4520412
Angela Marie Auth	Chief compliance officer	1 Sep 2004	Other	4861462
Angela Marie Furmick	Chief compliance officer	1 Sep 2004	Other	4861462
Daniel Fraser Austin	Director	1 Jan 2005	Other	1245073
Bradley Earl Turner	Chief compliance officer	1 May 2006	Other	1211520
Michael T. Novak	Principal	1 Oct 2006	Other	4343549
John Marino	Principal	1 Oct 2006	Other	2363303
Joseph K. Crocker	Principal	1 Oct 2006	Other	4343557
Angela Marie Furmick	Executive vice president	1 Oct 2006	Other	4861462
Bradley Earl Turner	Chief compliance officer	1 Oct 2006	Other	1211520
Michael Stephen Dearden	Managing director	1 Mar 2007	Other	2546387
John Marino	Managing director	1 Apr 2007	Other	2363303
Joseph K. Crocker	Managing director	1 Apr 2007	Other	4343557
Steven Francis Wolken	Chief compliance officer	1 Jun 2008	Other	5322244
David Paul Miller	Director	1 Jun 2008	Other	2158997
James Pruce	Director	1 Jun 2008	Other	5907701
Carl Justin Tippit	Senior managing director	1 Nov 2009	Other	4446959
David Campbell Fulton	President/chief operating officer	1 Dec 2009	Other	2022897
Gregory Paul Althans	Senior managing director	1 Aug 2010	Other	1146456
F. Carl Walter	Vice -chairman of the board	1 Oct 2011	Other	4343519
Hartland & Co	Entity	1 Oct 2011	75% - 100%	105674

Based in Beachwood

The principal office where Chess Financial Corp performs its advisory services is located at 25825 Science Park Drive, Beachwood, OH 44122, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-831-2400 or by fax 216-831-2401. The normal business hours are 8:30 am to 5:15 pm on Monday - Friday. You can find more information about the New York firm at www.chessfinancial.com.