Ing Pilgrim Investments, LLC (Scottsdale)


Ing Pilgrim Investments, LLC is a large advisory firm based in Scottsdale. It manages $16.86 billion of regulatory assets for 75 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Arizona.

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Ing Pilgrim Investments provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ing Pilgrim Investments: assets under management

The assets under management (AUM) of Ing Pilgrim Investments, LLC is $16.86 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $16.86 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $224.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ing Pilgrim Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ing Pilgrim Investments, LLC

Thomas Joseph Mcinerney has been acting as President since 1 Feb 2002. Jeffrey Craig Siegel joined the executive team most recently as the Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Daniel Allen Norman Sr. vice president 1 Dec 1994 Other 1445385
Llc (Ipgi) Ing Pilgrim Group Sole shareholder 1 Dec 1994 75% - 100% 86-1020893
Llc Ing Funds Services Sole shareholder 1 Dec 1994 75% - 100% 86-1020893
James Michael Hennessy President & ceo 1 Apr 1995 Other 2622478
Howard Naum Kornblue Sr. vice president 1 Apr 1995 Other 1273441
Lauren Dove Bensinger Vice president 1 Feb 1996 Other 2003567
Stanley D Vyner Executive vice president & cio 1 Dec 1996 Other 2831846
G David Underwood Sr. vice president 1 Dec 1996 Other 2840846
Robert Shigeo Naka Sr. vice president 1 Apr 1997 Other 1934281
Jeffrey Alan Bakalar Sr. vice president 1 Feb 1998 Other 1541563
Michel Prince Vice president 1 May 1998 Other 3062031
Michael John Roland Sr. vice president, treas. & cfo 1 Jun 1998 Other 1854848
William Henry Rivoir Sr. vice president & secretary 1 Jun 1998 Other 1659914
Robert Leon Wilson Vice president 1 Jul 1998 Other 3173338
Elliot Arvin Rosen Sr. vice president 1 Feb 1999 Other 3209396
Robert Keith Kinsey Vice president 1 Mar 1999 Other 716381
Curtis Frederick Lee Sr. vice president 1 Aug 1999 Other 4024487
Richard Ralph Crowl Vice president & asst. secretary 1 Nov 1999 Other 1740363
Jeffrey Milton Bernstein Sr. vice president 1 Nov 1999 Other 2717893
Joan Andrea Stack Sr. vice president 1 Nov 1999 Other 2962816
Edwin Stanton Schriver Sr. vice president 1 Nov 1999 Other 1980868
Mary Lisanti Executive vice president & cio 1 Nov 1999 Other 872690
Robyn L Ichilov Vice president 1 Feb 2000 Other 2155250
Russell G Stiver Vice president 1 May 2000 Other 4200774
Jason T Groom Vice president 1 May 2000 Other 3104494
Theodore Haag Vice president 1 Jun 2000 Other 4220389
Alan H Wapnick Sr. vice president 1 Jul 2000 Other 728670
Richard Todd Saler Sr. vice president 1 Jul 2000 Other 1310251
Denis Peter Jamison Sr. vice president 1 Jul 2000 Other 724299
Andrew Bryce Mitchell Vice president 1 Jul 2000 Other 4232272
Frederick Andrew Brimberg Vice president 1 Jul 2000 Other 872566
Roseann Marie Mccarthy Vice president 1 Jul 2000 Other 1715816
Joseph Robert Vultaggio Asst. vice president 1 Jul 2000 Other 2586350
James Allan Vail Vice president 1 Jul 2000 Other 452131
Andrew S Chow Vice president 1 Aug 2000 Other 2122022
Philip Andre Schwartz Sr. vice president 1 Sep 2000 Other 1553738
Eric H. Anderson Vice president 1 Sep 2000 Other 4366856
Jan Wim Derks Vice president 1 Sep 2000 Other 4367077
Bratinda Saran Sanyal Vice president 1 Sep 2000 Other 4371671
Samuel Oubadia Vice president 1 Sep 2000 Other 4371672
Steven Lee Rayner Vice president 1 Jan 2001 Other 2532922
Robert Marlon Kloss Vice president 1 Jan 2001 Other 2720741
Thomas Robert Jackson Sr. vice president & sr. portfolio manager 1 Jun 2001 Other 2030664
Ralph Gage Norton Cio fixed income 1 Aug 2001 Other 1073111
Brian Scott Horton Vice president 1 Sep 2001 Other 2079147
Thomas Joseph Mcinerney Director 1 Feb 2002 Other 2400561
Jeffrey Craig Siegel Vice president 1 Mar 2002 Other 2608055
Victor Peter Torchia Sr. vice president 1 Mar 2002 Other 871294

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Reliastar Financial Corp. Sole shareholder 1 Nov 1999 75% - 100% 41-1620373
Llc Ing Pilgrim Capital Corporation Sole shareholder 1 Nov 1999 75% - 100% 86-1020892
Llc Ing Capital Corporation Sole shareholder 1 Nov 1999 75% - 100% 86-1020892
Ing Groep Nv Owner 1 Sep 2000 75% - 100% foreign
Ing Verzekeringen Nv Owner 1 Sep 2000 75% - 100% foreign
Ing Insurance International Bv Owner 1 Sep 2000 75% - 100% foreign
Inc. Ing America Insurance Holdings Owner 1 Sep 2000 75% - 100% 02-0333654

Based in Scottsdale

The principal office where Ing Pilgrim Investments, LLC performs its advisory services is located at 7337 E. Doubletree Ranch Road, Scottsdale, AZ 85258 2034, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 480-477-3000 or by fax 480-477-2087. The normal business hours are 7:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.pilgrimfunds.com.