Saracen Energy Equities Advisors LLC (Houston)

Saracen Energy Equities Advisors LLC is a large advisory firm based in Houston. It manages $30 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado and Texas.

Saracen Energy Equities Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Saracen Energy Equities Advisors: assets under management

The assets under management (AUM) of Saracen Energy Equities Advisors LLC is $30 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saracen Energy Equities Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Saracen Energy Equities Advisors LLC

Allison Paige Duensing joined the executive team most recently as the Chief Compliance Officer And General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Saracen Nek Lp	Manager	1 Jun 2009	50% - 75%	27-0320597
Ryan Edward Zorn	Manager	1 Jun 2009	25% - 50%	3146959
Neil Kelley	Chief executive officer	1 Jun 2009	Other	4999572
Alfredo Roman Gutierrez	Chief compliance officer	1 Jun 2009	Other	5502171
Neil Edward Kelley	Chief executive officer	1 Jun 2009	Other	4999572
Allison Paige Duensing	Chief compliance officer and general counsel	1 Mar 2010	Other	5771541

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Saracen Llc	General partner	1 Jun 2009	Other	72-1580160
Inc. Nek Investco	Limited partner	1 Jun 2009	25% - 50%	88-0511068
Llc K2 Development	Limited partner	1 Jun 2009	25% - 50%	04-1966735

Based in Houston

The principal office where Saracen Energy Equities Advisors LLC performs its advisory services is located at Five Greenway Plaza, Houston, TX 77046, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713.285.2900 or by fax 713.285.2911. The normal business hours are 8:00am - 5:00pm on Monday - Friday.