Pioneer Investment Managemant Inc. (Boston)

Name: Pioneer Investment Managemant Inc.
Address: 60 State Street, Boston, MA, 02109
Telephone: 617-742-7825

Pioneer Investment Managemant Inc. is a large advisory firm based in Boston. It manages $21.98 billion of regulatory assets for 63 client accounts. It has been registered with the SEC as an adviser since 2001.

Pioneer Investment Managemant provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pioneer Investment Managemant: assets under management

The assets under management (AUM) of Pioneer Investment Managemant Inc. is $21.98 billion. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $21.86 billion in discretionary accounts and $128.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $358.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $64.1 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pioneer Investment Managemant Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pioneer Investment Managemant Inc.

Theresa Anne Hamacher has served as the Chief Investment Officer since 1 Nov 1997. Rolo Banco 1473 S.P.S. joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pioneer Investment Management Usa Inc.	Owner	1 Feb 1962	75% - 100%	13-5657669
John Francis Cogan	Chairman & director	1 Dec 1963	Other	49654
David Dixon Tripple	Director & president	1 Nov 1974	Other	1613723
Theresa Anne Hamacher	Chief investment officer	1 Nov 1997	Other	2400812
Eric Warren Reckard	Treasurer & chief financial officer	1 Jun 1999	Other	1675540
Mark David Goodwin	Treasurer and chief financial officer	1 Apr 2001	Other	2947625
Martin J Wolin	Avp/senior counsel	1 Aug 2001	Other	4331075
Osbert Martin Hood	Chief operating officer	1 Aug 2001	Other	2880310
Dorothy Elizabeth Bourassa	Chief legal officer	1 Aug 2001	Other	1811411
Daniel Theodore Geraci	Director & president	1 Oct 2001	Other	708541

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Unicredito Italiano S.P.A.	Owner	1 Oct 2000	50% - 75%	foreign entity
Rolo Banco 1473 S.P.S.	Owner	1 Dec 2000	25% - 50%	foreign entity
Rolo Banco 1473 S.P.S.	Owner	1 Oct 2001	25% - 50%	foreign entity
Unicredito Italiano S.P.A.	Owner	1 Oct 2001	50% - 75%	foreign entity
Pioneer Global Asset Management S.P.A	Owner	1 Oct 2001	75% - 100%	271084

Based in Boston

The principal office where Pioneer Investment Managemant Inc. performs its advisory services is located at 60 State Street, Boston, MA 02109, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 617-742-7825 or by fax 617-422-4223. The normal business hours are 8:30a.m. - 5:30p.m. on Monday - Friday. You can find more information about the New York firm at http:/www.pioneerfunds.com.