Corbyn Investment Management Inc (Lutherville)

Name: Corbyn Investment Management Inc
Address: 2330 W Joppa Rd Ste 108, Lutherville, MD, 21093
Telephone: 410-832-5500

Corbyn Investment Management Inc is a large advisory firm based in Lutherville. It manages $995.73 million of regulatory assets for 730 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 10 other states.

Corbyn Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Corbyn Investment Management: assets under management

The assets under management (AUM) of Corbyn Investment Management Inc is $995.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 440% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $995.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.36 million each.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 80% of the total AUM. The second-largest asset type is exchange traded securities, which make up 11% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Corbyn Investment Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Charles Von Kapff Carlson serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Charles Von Kapff Carlson is high net worth individuals with 135 clients and $281.98 million of assets under management. Among the 9 most similar advisory firms, Corbyn Investment Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $995.73 million for 730 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Corbyn Investment Management also advises several private funds.

Careers at Corbyn Investment Management Inc

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Charles Von Kapff Carlson has been acting as President since 1 Jan 1994. Elizabeth Agresta Swam joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Allen Trump	Director	1 Aug 1975	Other	2065789
Corbyn Investment Manangement Employee Stock Ownership Plan And Trust	Trust	1 Dec 1985	25% - 50%	52-1516230
Charles Von Kapff Carlson	President	1 Jan 1994	Other	1284787
Michael Joseph Fusting	Director	1 Jun 1997	Other	2108117
Karla Keller Moore	Chief compliance officer	1 May 2004	Other	4858094
Michael Joseph Fusting	Sr. vice president	1 Dec 2006	Other	2108117
Michael Andrew Goodman	Analyst	1 Sep 2009	Other	4681781
Elizabeth Agresta Swam	Chief compliance officer	1 Dec 2016	Other	6753387

Based in Lutherville

The principal office where Corbyn Investment Management Inc performs its advisory services is located at 2330 W Joppa Rd Ste 108, Lutherville, MD 21093, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-832-5500 or by fax 410-823-0903. The normal business hours are 8:30am - 4:30pm on Monday - Friday. You can find more information about the New York firm at corbyn.com and its LinkedIn profile.