Schroeder, Braxton & Vogt Inc. (Amherst)

Name: Schroeder, Braxton & Vogt Inc.
Address: 1412 Sweet Home Road, Amherst, NY, 14228
Telephone: 716-634-6113

Schroeder, Braxton & Vogt Inc. is a large advisory firm based in Amherst. It manages $261.07 million of regulatory assets for 514 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Colorado, Florida, and 10 other states.

Schroeder, Braxton & Vogt provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Schroeder, Braxton & Vogt: assets under management

The assets under management (AUM) of Schroeder, Braxton & Vogt Inc. is $261.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 236% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $261.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $507.91 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Schroeder, Braxton & Vogt Inc. for their services and products based on a percentage of assets under management, hourly charges, subscription fees, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Schroeder, Braxton & Vogt Inc.

Rosanne Marie Braxton has been acting as President since 1 Jul 2008. Michael Clark Heburn joined the executive team most recently as the Chief Operating Officer/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan Herbert Vogt	President	1 Jan 1980	75% - 100%	707424
Rosanne Marie Braxton	Vice president	1 Apr 1992	Other	4373612
Richard Karl Schroeder	Executive vice president	1 Jan 2001	25% - 50%	4373693
Rosanne Marie Braxton	President	1 Jul 2008	50% - 75%	4373612
Alan Herbert Vogt	Chairman and chief compliance officer	1 Jul 2008	75% - 100%	707424
Steven Mark Elwell	Vice president	1 Jan 2012	Other	6041661
Michael Clark Heburn	Chief operating officer/chief compliance officer	1 Mar 2015	Other	6466072

Based in Amherst

The principal office where Schroeder, Braxton & Vogt Inc. performs its advisory services is located at 1412 Sweet Home Road, Amherst, NY 14228, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-634-6113 or by fax 716-810-9445. The normal business hours are 8:30a.m.- 5p.m. on Monday - Friday. You can find more information about the New York firm at sbvfinancial.com.