Peloton Wealth Strategists, Inc. (Indianapolis)

Name: Peloton Wealth Strategists, Inc.
Address: 8500 Keystone Crossing, Indianapolis, IN, 46240
Telephone: 317-559-1700

Peloton Wealth Strategists, Inc. is a large advisory firm based in Indianapolis. It manages $187.1 million of regulatory assets for 294 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Florida, Indiana, Kentucky, and Texas.

Peloton Wealth Strategists provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, publication of newsletters, and management of 401(k)s or other co. retirement plans; general assistance with 529 college savings plans. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Peloton Wealth Strategists: assets under management

The assets under management (AUM) of Peloton Wealth Strategists, Inc. is $187.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $636.4 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is state and local bonds, which make up 9% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Peloton Wealth Strategists, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peloton Wealth Strategists serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Peloton Wealth Strategists is high net worth individuals with 123 clients and $186.88 million of assets under management. Among the 9 most similar advisory firms, Peloton Wealth Strategists has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $187.1 million for 124 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Peloton Wealth Strategists doesn't advise any private funds.

Careers at Peloton Wealth Strategists, Inc.

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Kamp Bradley	Managing partner, chief investement officer, chief compliance officer/partner	1 Jun 1998	50% - 75%	4641232
Kenneth Wayne Kaczmarek	Partner, chief economic officer/partner	1 Jan 2003	25% - 50%	4649052
Stephen Paul Carr	Director of research	1 Dec 2009	Other	2784322
David Wynne Morrison	Partner, secretary, client advisor	1 Apr 2019	Other	2546432

Based in Indianapolis

The principal office where Peloton Wealth Strategists, Inc. performs its advisory services is located at 8500 Keystone Crossing, Indianapolis, IN 46240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-559-1700 or by fax 317-324-0119. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at pelotonwealth.com.