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First Alliance Asset Management Inc (Dayton)


First Alliance Asset Management Inc is a large advisory firm based in Dayton. It manages $269.6 million of regulatory assets for 1,871 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Florida, and 12 other states.

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First Alliance Asset Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

First Alliance Asset Management: assets under management

The assets under management (AUM) of First Alliance Asset Management Inc is $269.6 million. The firm's AUM has grown by 222% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $210.96 million in discretionary accounts and $58.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $144.49 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $142.7 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay First Alliance Asset Management Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Dayton

The principal office where First Alliance Asset Management Inc performs its advisory services is located at 3131 South Dixie Drive, Dayton, OH 45439, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-643-4400 or by fax 937-643-4317. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at www.faam.net.


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