Rothstein Investment Advisory Services Inc (Fairfax)

Name: Rothstein Investment Advisory Services Inc
Address: 3600 Chain Bridge Rd, Fairfax, VA, 22030
Telephone: 703-352-8778

Rothstein Investment Advisory Services Inc is an adviser based in Fairfax. It manages $3 million of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Maryland and Virginia.

Rothstein Investment Advisory Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rothstein Investment Advisory Services: assets under management

The assets under management (AUM) of Rothstein Investment Advisory Services Inc is $3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.33 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rothstein Investment Advisory Services Inc for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rothstein Investment Advisory Services Inc

Jack Solomon Rothstein has been acting as President since 1 Nov 1995. Jack Soloman Rothstein joined the executive team most recently as the Chairman/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack Solomon Rothstein	Chairman	1 Nov 1995	75% - 100%	1444472

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Jack Soloman Rothstein	Chairman/chief compliance officer	1 Nov 1995	75% - 100%	54-1778778

Based in Fairfax

The principal office where Rothstein Investment Advisory Services Inc performs its advisory services is located at 3600 Chain Bridge Rd, Fairfax, VA 22030, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-352-8778 or by fax 703-385-7232. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.jrmoney.com.