Pretium Mortgage Credit Management, LLC (New York)


Pretium Mortgage Credit Management, LLC is a large advisory firm based in New York. It manages $3.71 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Minnesota and New York.

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Pretium Mortgage Credit Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pretium Mortgage Credit Management: assets under management

The assets under management (AUM) of Pretium Mortgage Credit Management, LLC is $3.71 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1088% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $3.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.71 billion each.
Pretium Mortgage Credit Management has custody of $3.71 billion in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pretium Mortgage Credit Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pretium Mortgage Credit Management serves?

The only and largest group of clients of Pretium Mortgage Credit Management is pooled investment vehicles with 1 clients and $3.71 billion of assets under management. Among the 8 most similar advisory firms, Pretium Mortgage Credit Management has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $3.71 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

Pretium Mortgage Credit Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $2,000,000 for each fund.

Careers at Pretium Mortgage Credit Management, LLC

The company employs 56 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Donald Robert Mullen has served as the Chief Investment Officer since 1 Jan 2014. John Mario Lynch joined the executive team most recently as the Advisory Partner.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Donald Robert Mullen Chief investment officer 1 Jan 2014 Other 1209578
Curtis William Schade Chief administrative officer 1 Jan 2014 Other 1175088
Heather Hopkins Chief financial officer 1 Jan 2014 Other 6336135
Lauren Waxman Chief compliance officer/associate general counsel 1 Feb 2014 Other 6336131
John Mario Lynch Chief operating officer 1 Jun 2014 Other 6029428
John Richard Trapnell Chief marketing officer 1 Jun 2014 Other 5084681
Llc Pmcm Holdings Managing member 1 Jun 2014 50% - 75% 46-5636328
Llc Npl Member Member 1 Jun 2014 Other 47-0968218
Bryan Kent Sauer Head of capital markets 1 Jun 2014 Other 5084685
Steve William Allison Head of servicer oversight and asset management 1 Jun 2014 Other 6029438
Jason James Knapp Member 1 Jun 2014 Other 6029462
Karlyn Raney Kent General counsel 1 Jun 2014 Other 6029466
Alekhya Farwig Member 1 Jun 2014 Other 5936399
Alekhya (Nmn) Farwig Member 1 Jun 2014 Other 5936399
Jonathan Ezrow Chief financial officer 1 Nov 2015 Other 2085052
Jonathan (Nmn) Ezrow Chief financial officer 1 Nov 2015 Other 2085052
Jeffrey Giorgio Meriggi Chief compliance officer 1 Aug 2016 Other 4981291
Jeffrey Giorgio Meriggi Chief legal officer 1 Jun 2017 Other 4981291
Brian James Rooder Chief compliance officer 1 Jun 2017 Other 6807096
Brian Rooder Chief compliance officer 1 Jun 2017 Other 6807096
Brian David Mccawley Chief compliance officer 1 Sep 2018 Other 6446065
Jonathan Edward Babkow Head of mortgage credit 1 Sep 2018 Other 2001583
John Mario Lynch Advisory partner 1 Nov 2018 Other 6029428

Indirect Owners

The SEC currently registers 16 indirect owners.

Name Entity Date acquired Ownership Employer ID
Donald Robert Mullen Sole member 1 Jun 2005 75% - 100% 1209578
V.F. Trust Shareholder 1 Oct 2007 75% - 100% foreign
Estera Trust (Cayman) Limited Trustee 1 Oct 2007 Other foreign
Donald Robert Mullen Sole member 1 Jun 2012 75% - 100% 1209578
Llc Pretium Partners Sole member 1 Apr 2014 75% - 100% 37-1756838
Llc Pretium Holdings Sole member 1 Apr 2014 75% - 100% 45-5501422
Lp Pretium Holdings Sole member 1 Apr 2014 75% - 100% 45-5501422
Llc Mvre Managing member 1 Dec 2016 75% - 100% 20-3129712
Llc Pretium Holdings Gp General partner 1 Jan 2017 Other 81-4782181
Pretium Parent Llc Partner 1 Jan 2017 50% - 75% 81-4759559
Donald Robert Mullen Managing member 1 Jan 2017 75% - 100% 1209578
Ofpi Us Corp. Partner 1 Jan 2017 25% - 50% 81-4724462
Ofpi S.A.R.L. Shareholder 1 Jan 2017 75% - 100% foreign
Opera Finance International S.A. Shareholder 1 Jan 2017 75% - 100% foreign
Opera Finance Europe S.A.R.L. Shareholder 1 Jan 2017 50% - 75% foreign
Bee Master Holding Bv Ii S.A.R.L. Shareholder 1 Jan 2017 50% - 75% foreign

Based in New York

The principal office where Pretium Mortgage Credit Management, LLC performs its advisory services is located at 810 Seventh Avenue, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-257-5757. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at pretiumpartnersllc.com.