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Neal Allen Pepper, Phd (Northridge)


Neal Allen Pepper, Phd is an adviser based in Northridge. It manages $17.45 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Neal Allen Pepper, Phd provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neal Allen Pepper, Phd: assets under management

The assets under management (AUM) of Neal Allen Pepper, Phd is $17.45 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $17.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.94 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Neal Allen Pepper, Phd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Northridge

The principal office where Neal Allen Pepper, Phd performs its advisory services is located at 9808 Tunney Avenue, Northridge, CA 91324 1644, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 818-349-4777. The normal business hours are 8am - 5pm on Monday - Friday.


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