Zentific Investment Management Limited (Hong Kong)


Zentific Investment Management Limited is an adviser based in Hong Kong. It manages $906.32 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2015.

Zentific Investment Management Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Zentific Investment Management Limited: assets under management

The assets under management (AUM) of Zentific Investment Management Limited is $906.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 216% since the beginning of its operation, and $302.35 million of the total AUM is attributable to clients outside of the United States.


The firm manages $906.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $181.26 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zentific Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rohit Bhagat serves?

The only and largest group of clients of Rohit Bhagat is pooled investment vehicles with 5 clients and $906.32 million of assets under management. Among the 8 most similar advisory firms, Zentific Investment Management Limited has the 4th highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $906.32 million for 5 clients. 33% of the firm’s clients are foreign persons or businesses.

Zentific Investment Management Limited also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.

Careers at Zentific Investment Management Limited

The company employs 11 people that are either part- or full-time employees. 45 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Rohit Bhagat has been acting as President since 1 Jun 2015. William Harris Yeskel joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Burke Lau Co-founder, director and head of research 1 Oct 2014 Other 6517640
Michael Friedlander 100% shareholder of zentific investment management limited 1 Oct 2014 75% - 100% 2591200
Christopher David Jackson Chief operating officer/ chief compliance officer 1 Apr 2015 Other 2443402
Christopher Shawn Lee Co-founder, director and chief investment officer 1 Apr 2015 Other 4664378
Rohit Bhagat Director 1 Jun 2015 Other 5068196
David George Edward Rickards Director 1 Jun 2015 Other 6517641
Zentific Holdings Limited 100% shareholder of zentific investment management limited 1 Jul 2015 75% - 100% foreign
William Harris Yeskel Director 1 Mar 2018 Other 2780938

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Zentific Family Trust 100% shareholder of zentific holdings limited 1 Jul 2015 75% - 100% foreign
The New Zealand Trust Company Limited Trustee 1 Jul 2015 Other foreign

Based in Hong Kong

The principal office where Zentific Investment Management Limited performs its advisory services is located at 2701, Lht Tower, 31 Queen's Road Central, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-3163-8177. The normal business hours are 9am-6pm on Monday - Friday.