Northwestern Mutual Trust Company (Milwaukee)

Northwestern Mutual Trust Company is a large advisory firm based in Milwaukee. It manages $511.21 million of regulatory assets for 424 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Connecticut, and 28 other states.

Northwestern Mutual Trust Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northwestern Mutual Trust Company: assets under management

The assets under management (AUM) of Northwestern Mutual Trust Company is $511.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 4352% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $511.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.21 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northwestern Mutual Trust Company for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northwestern Mutual Trust Company

James Donald Ericson has been acting as President since 1 Aug 2000. Loran Michele Kaufman has served as the Chief Investment Officer since 1 Oct 2000. Mark John Mclennon joined the executive team most recently as the Vice President Advisory Services.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John A Becker	Director	1 Mar 2000	Other	2750331
The Northwestern Mutual Life Insurance Company	Parent company	1 Aug 2000	75% - 100%	39-0509570
James Donald Ericson	Director	1 Aug 2000	Other	2470529
Edward John Zore	Director	1 Aug 2000	Other	477132
Paul Edwin Glass	Director,president,ceo	1 Aug 2000	Other	4352810
Stephen Ney Graff	Director	1 Aug 2000	Other	4352834
Jere Drew Mcgaffey	Director	1 Aug 2000	Other	4354028
Leonard Frank Stecklein	Director	1 Aug 2000	Other	1020822
Brian David Powers	Director of operations	1 Aug 2000	Other	4354241
Thomas Roy Anderson	V.p. sales/marketing	1 Aug 2000	Other	1560292
Loran Michele Kaufman	Chief investment officer	1 Oct 2000	Other	1289038
Susan Blink Patrick	Compliance officer	1 Dec 2000	Other	4354270
Mason G. Ross	Director	1 Jan 2002	Other	4468998
John Michael Bremer	Director	1 Jan 2002	Other	4225800
Gregory George Johnson	Acting chief operating officer	1 Apr 2002	Other	4532210
Thomas Wayne Ulrich	Chief compliance officer	1 Sep 2002	Other	3071768
Brian David Powers	Vice president of operations/administration	1 Dec 2002	Other	4354241
Gregory George Johnson	Chief executive officer / president	1 Feb 2003	Other	4532210
Mark Wilson Mitchell	Vice president - sales and investments	1 Jun 2003	Other	4110647
James Edward Tippetts	Director	1 Jul 2003	Other	447240
John Edward Schlifske	Director	1 Mar 2004	Other	4331867
Michelle Ann Markoff	Chief compliance officer	1 Jul 2004	Other	2643644
David Anthony Erne	Director	1 May 2005	Other	5057856
Mark John Mclennon	Vice president - advisory services	1 Oct 2005	Other	2490805

Based in Milwaukee

The principal office where Northwestern Mutual Trust Company performs its advisory services is located at 611 E. Wisconsin Avenue, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.