Kingswood Capital Management, L.P. (Los Angeles)

Name: Kingswood Capital Management, L.P.
Address: 11777 San Vicente Blvd., Suite 650, Los Angeles, CA, 90049 5051
Telephone: (561) 329-8565

Kingswood Capital Management, L.P. is an adviser based in Los Angeles. It manages $65.36 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of California.

Kingswood Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kingswood Capital Management: assets under management

The assets under management (AUM) of Kingswood Capital Management, L.P. is $65.36 million. The company doesn't manage any assets belonging to foreign clients.

Kingswood Capital Management has custody of $65.36 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kingswood Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kingswood Capital Management serves?

The only and largest group of clients of Kingswood Capital Management is pooled investment vehicles with 4 clients and $65.36 million of assets under management. Among the 5 most similar advisory firms, Kingswood Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $65.36 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Kingswood Capital Management also advises several private funds. Namely, four private equity funds.

Careers at Kingswood Capital Management, L.P.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Kingswood Capital Ugp	General partner	1 Jun 2019	Other	84-2100396
Michael Allen Niegsch	Partner and chief compliance officer	1 Jun 2019	Other	5007709
Alexander Mattsson Wolf	Managing partner	1 Jun 2019	75% - 100%	7160375

Based in Los Angeles

The principal office where Kingswood Capital Management, L.P. performs its advisory services is located at 11777 San Vicente Blvd., Suite 650, Los Angeles, CA 90049 5051, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (561) 329-8565. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at kingswoood-capital.com and its LinkedIn profile.