Gluskin Sheff + Associates (Us) Inc. (Englewood Cliffs)

Name: Gluskin Sheff + Associates (Us) Inc.
Address: 910 Sylvan Avenue, Englewood Cliffs, NJ, 07632
Telephone: 416-304-3976

Gluskin Sheff + Associates (Us) Inc. is a large advisory firm based in Englewood Cliffs. It manages $396.02 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of New Jersey.

Gluskin Sheff + Associates (Us) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gluskin Sheff + Associates (Us): assets under management

The assets under management (AUM) of Gluskin Sheff + Associates (Us) Inc. is $396.02 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and $394.43 million of the total AUM is attributable to clients outside of the United States.

The firm manages $396.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $79.2 million each.

What kind of clients Thomas Carey Macmillan serves?

The only and largest group of clients of Thomas Carey Macmillan is pooled investment vehicles with 5 clients and $396.02 million of assets under management. Among the 8 most similar advisory firms, Gluskin Sheff + Associates (Us) has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $396.02 million for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Gluskin Sheff + Associates (Us) also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $190,000 for each fund.

Careers at Gluskin Sheff + Associates (Us) Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Carey Macmillan has been acting as President since 1 Jul 2016. Onex Credit Corporation joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Amy Jean Aubin	Chief compliance officer	1 Jul 2016	Other	6044159
Gluskin Sheff + Associates Inc	Parent	1 Jul 2016	75% - 100%	144928
David Roy Morris	Treasurer and vice president	1 Jul 2016	Other	5206735
Lindsay Quinn	Assistant secretary	1 Jul 2016	Other	6695965
Thomas Carey Macmillan	President	1 Jul 2016	Other	6680846
Thomas Skelly Lewis	Managing director	1 Jul 2016	Other	2630898
Jeffrey Wilburn Moody	President and director	1 Sep 2017	Other	2115423

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Onex Credit Corporation	Shareholder	1 Jun 2019	75% - 100%	98-0226660
Gerald Wilfred Schwartz	Shareholder	1 Jun 2019	75% - 100%	416275

Based in Englewood Cliffs

The principal office where Gluskin Sheff + Associates (Us) Inc. performs its advisory services is located at 910 Sylvan Avenue, Englewood Cliffs, NJ 07632, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-304-3976. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at gluskinsheff.com.