Altrinsic Global Advisors, LLC (Greenwich)

Name: Altrinsic Global Advisors, LLC
Address: 8 Sound Shore Drive, Greenwich, CT, 06830 7242
Telephone: 203-661-0030

Altrinsic Global Advisors, LLC is a large advisory firm based in Greenwich. It manages $6.65 billion of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut, Delaware, and Texas.

Altrinsic Global Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Altrinsic Global Advisors: assets under management

The assets under management (AUM) of Altrinsic Global Advisors, LLC is $6.65 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 661% since the beginning of its operation, and $4.18 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.65 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $190.13 million each.

Altrinsic Global Advisors has custody of $832.91 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is derivatives, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Altrinsic Global Advisors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Troy Kemp Swann serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Troy Kemp Swann is pooled investment vehicles with 20 clients and $3.7 billion of assets under management. Among the 3 most similar advisory firms, Altrinsic Global Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.9 billion for 30 clients. 60% of the firm’s clients are foreign persons or businesses.

Altrinsic Global Advisors also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Altrinsic Global Advisors, LLC

The company employs 30 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Troy Kemp Swann has been acting as President since 1 Jul 2011. Ci Global Investments Inc. joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Douglas Hock	Managing member/ceo	1 Jul 2000	50% - 75%	2094130
John Leo Devita	Member	1 Jul 2000	Other	4774849
Ci Global Holdings	Member	1 Jul 2000	25% - 50%	59-3439095
Rehan Noor Chaudhri	Member	1 Jul 2003	Other	2646166
Robert C Lang	Director of client service	1 Nov 2003	Other	3219731
Deborah Beth Judd	Chief operating officer	1 Nov 2004	Other	1561382
Robert Anthony Vegliante	General counsel, chief compliance officer	1 Oct 2010	Other	2511204
Troy Kemp Swann	Director	1 Jul 2011	Other	5915461
National Australia Bank Limited	Member	1 Jul 2011	25% - 50%	13-2901144
Gregory Todd Rogers	Director	1 Mar 2012	Other	4309818
Kathleen Elizabeth Keating	Chief compliance officer	1 Jun 2012	Other	4586262
Garry Mulcahy	Director	1 Apr 2016	Other	6658941
Ci Global Investments Inc.	Member	1 Jul 2019	Other	156752

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc Ci Mutual Funds	Shareholder	1 Jul 2000	75% - 100%	foreign entity
Inc. Ci Fund Management	Shareholder	1 Jul 2000	75% - 100%	foreign entity

Based in Greenwich

The principal office where Altrinsic Global Advisors, LLC performs its advisory services is located at 8 Sound Shore Drive, Greenwich, CT 06830 7242, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-661-0030 or by fax 203-661-7161. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at altrinsic.com.