Sign in Sign up for free

Dwight Asset Management Company LLC (Burlington)


Dwight Asset Management Company LLC is a large advisory firm based in Burlington. It manages $37.09 billion of regulatory assets for 80 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Maryland, Massachusetts, and 5 other states.

Logo



Dwight Asset Management Company provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dwight Asset Management Company: assets under management

The assets under management (AUM) of Dwight Asset Management Company LLC is $37.09 billion. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $15.43 billion in discretionary accounts and $21.66 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.48 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.17 billion.
Dwight Asset Management Company has custody of $31.34 billion in cash and securities for 42 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dwight Asset Management Company LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dwight Asset Management Company LLC

Linda Tilton Gibson has been acting as President since 1 Jul 2008. William Frank Koster has served as the Chief Investment Officer since 1 Jun 2009. Goldman Sachs Global Holdings L.L.C. joined the executive team most recently as the Limited Partner Of Gsam L.P..

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
David William Richardson Manager 1 Jan 1994 Other 4346554
William Thomas Braunegg Treasurer, cfo & manager 1 Jun 1995 Other 4346948
David Walworth Starr Manager 1 Dec 2001 Other 1839978
Laura Peelle Dagan Chief executive officer & manager 1 Jan 2004 Other 2771328
James Joseph Burns Secretary, general counsel, chief compliance officer & manager 1 Jul 2004 Other 4346954
David John Thompson President, manager & chief investment officer 1 Feb 2007 Other 1905527
Thomas Moynihan Turpin Manager 1 Apr 2008 Other 1888979
Llc Old Mutual Intermediary (Dwight) Member of dwight asset management company llc 1 May 2008 75% - 100% 26-2117139
Dwight Investment Holdings Lp Member of dwight asset management company llc 1 May 2008 Other 26-2117668
Linda Tilton Gibson Director 1 Jul 2008 Other 1754883
William Frank Koster Chief investment officer 1 Jun 2009 Other 1452809
Jeanne Chenoweth Chief administrative officer 1 Jul 2009 Other 5693588
Daniel Joseph Whitcomb Chief compliance officer 1 Jul 2010 Other 4353082
James Edward Mikolaichik Om(us)h manager 1 Oct 2010 Other 5047043
David Walworth Starr Head of client solutions 1 Dec 2010 Other 1839978
Anne E Steer Head of relationship management & business development 1 Dec 2010 Other 4887021
John Kingston Dwight Manager, chairman 1 May 2011 Other 74254
Goldman Sachs Global Holdings L.L.C. Limited partner of gsam l.p. 1 May 2012 Other 13-3677348
Inc. The Goldman Sachs Group General partner of gsam l.p. 1 May 2012 75% - 100% 13-4019460
Timothy Joseph Oneill Co-head, investment management division of gsam l.p. (co-chief executive officer) 1 May 2012 Other 1656306
Eric Scott Lane Co-head, investment management division of gsam l.p. (co-chief executive officer) 1 May 2012 Other 2789031
L.P. Goldman Sachs Asset Management Sole member of dwight asset management company llc 1 May 2012 75% - 100% 107738

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Old Mutual (Us) Holdings Inc. Member of old mutual asset managers (us) llc 1 Sep 2000 75% - 100% 04-2714625
Old Mutual Plc 100% shareholder of om group (uk) limited 1 Jan 2003 75% - 100% foreign
Om Group (Uk) Limited 100% shareholder of old mutual (us) holdings inc. 1 Jan 2003 75% - 100% foreign
Goldman Sachs Global Holdings L.L.C. Limited partner of gsam l.p. 1 Mar 2003 Other 13-3677348
Inc. The Goldman Sachs Group General partner of gsam l.p. 1 Mar 2003 75% - 100% 13-4019460
Old Mutual Asset Managers (Us) Llc Member of old mutual intermediary (dwight), llc 1 May 2008 75% - 100% 04-3576876
Dwight Investment Gp Llc General partner of dwight investment holdings lp 1 May 2008 Other 26-2117139

Based in Burlington

The principal office where Dwight Asset Management Company LLC performs its advisory services is located at 100 Bank Street, Burlington, VT 05401, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 802-383-4000 or by fax 646-769-5786. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.dwight.com.


Registered investment advisers similar to Dwight Asset Management Company LLC