Swvp Fund Xvii Gp, LLC (San Diego)


Swvp Fund Xvii Gp, LLC is a related adviser based in San Diego. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

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Swvp Fund Xvii Gp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swvp Fund Xvii Gp has custody of $338.93 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swvp Fund Xvii Gp, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Swvp Fund Xvii Gp serves?

The only and largest group of clients of Swvp Fund Xvii Gp is pooled investment vehicles with 1 clients and $0 of assets under management. Among the 7 most similar advisory firms, Swvp Fund Xvii Gp has the highest percentage of pooled investment vehicles out of all clients.


None of the firm’s clients are foreign persons or businesses.

Swvp Fund Xvii Gp doesn't advise any private funds.

Careers at Swvp Fund Xvii Gp, LLC

The company employs 33 people that are either part- or full-time employees. 6 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Susanne Denise Fota Controller 1 Feb 2012 Other 6030122
Mark Aaron Schlossberg Authorized representative 1 Aug 2014 Other 6030119
Cary Mack Authorized representative 1 Aug 2014 Other 1768188
Lp Mas Limited Partners Ii Member 1 Aug 2014 25% - 50% 46-4620781
Robert Sarver Trust Dated 9/29/97 Member 1 Aug 2014 Other xxx-xx-xxxx
Llc Result Vi Member 1 Aug 2014 25% - 50% 47-3655224
Llc Bradford Waitt Sw Value Partners Member 1 Aug 2014 Other 47-3735620
Cary P Mack Authorized representative 1 Aug 2014 Other 1768188
Southwest Value Partners Manager 1 Aug 2014 Other 161582
Maria Elizabeth Bonacci Chief compliance officer 1 Jan 2018 Other 6905054
Susanne Denise Fota Director of administration & financial reporting 1 Jun 2018 Other 6030122
Susanne Denise Fota Director of administration & financial reporting and chief compliance officer 1 Oct 2018 Other 6030122
Mayra Karina Mariscal Senior project manager - legal & corporate and chief compliance officer 1 May 2019 Other 7113573

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Gary Sarver Trustee 1 Sep 1997 Other 1738644
Llc Result V Member 1 May 2009 25% - 50% 20-5925725
Cary P Mack Manager 1 May 2009 75% - 100% 1768188
Cary P Mack Manager 1 Dec 2011 75% - 100% 1768188
Llc Cisp Member 1 Oct 2012 25% - 50% 80-0870299
Mark Aaron Schlossberg General partner 1 Jan 2014 Other 6030119
Lp Mas Limited Partners Ii Member 1 Jan 2014 25% - 50% 46-4620781
Cary Mack Manager 1 Feb 2015 75% - 100% 1768188
Dana Cuthbert Bradford Manager 1 Feb 2015 75% - 100% 4021967
Cary P Mack Manager 1 Feb 2015 75% - 100% 1768188

Based in San Diego

The principal office where Swvp Fund Xvii Gp, LLC performs its advisory services is located at 12770 El Camino Real, San Diego, CA 92130 2008, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-480-2900 or by fax 858-480-2909. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at swvp.com.