Polygon Management L.P. (London)

Name: Polygon Management L.P.
Address: 4 Sloane Terrace, London, Sw1 X 9 Dq
Telephone: 011 44 0 207 901 8300

Polygon Management L.P. is a large advisory firm based in London. It manages $6.03 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2010.

Polygon Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Polygon Management: assets under management

The assets under management (AUM) of Polygon Management L.P. is $6.03 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1241% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.03 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $232.04 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Polygon Management L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Polygon Management L.P.

Alexander Edward Jackson joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Polygon Management Ltd.	General partner	1 Jun 2009	Other	none
Reade Eugene Griffith	Principal	1 Jun 2009	Other	3155603
Patrick Giles Gauntlett Dear	Principal	1 Jun 2009	Other	1775223
Philip Bland	Chief financial officer	1 Jun 2009	Other	5069653
Gregory Wadsworth	Director of business development	1 Jun 2009	Other	2747968
Sean Cote	General counsel and chief compliance officer	1 Jun 2009	Other	5874134
Patrick Giles Gauntlet Dear	Principal	1 Jun 2009	Other	1775223
Philip Nmn Bland	Chief financial officer	1 Jun 2009	Other	5069653
Gregory Nmn Wadsworth	Director of business development	1 Jun 2009	Other	2747968
Sean Andrew Cote	General counsel and chief compliance officer	1 Jun 2009	Other	5874134
Michael James Humphries	Principal	1 Jun 2009	Other	2526601
Polygon Partners L.P.	Limited partner	1 Jun 2010	75% - 100%	none
Jorge Fernando Villon	Chief executive officer	1 Jan 2011	Other	1667213
James Patrick Feeney	Chief compliance officer	1 Sep 2011	Other	3234646
Polygon Topco Ltd	Limited partner	1 Oct 2012	75% - 100%	foreign

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Polygon Management Ltd.	General partner	1 Jun 2010	Other	none
Reade Eugene Griffith	Limited partner	1 Jun 2010	50% - 75%	3155603
Patrick Giles Gauntlett Dear	Limited partner	1 Jun 2010	25% - 50%	1775223
Patrick Giles Gauntlet Dear	Limited partner	1 Jun 2010	25% - 50%	1775223
Reg Holdco Ii Ltd	Limited partner	1 Jan 2012	50% - 75%	98-0634652
Alexander Edward Jackson	Shareholder	1 Oct 2012	25% - 50%	1543440
Tetragon Financial Group Master Fund Limited	Shareholder	1 Oct 2012	75% - 100%	98-0465096
Reade Eugene Griffith	Shareholder	1 Oct 2012	25% - 50%	3155603
Polygon Credit Holdings Ii Ltd.	Shareholder	1 Oct 2012	75% - 100%	foreign
Tetragon Financial Group Limited	Shareholder	1 Oct 2012	Other	98-0465068

Based in London

The principal office where Polygon Management L.P. performs its advisory services is located at 4 Sloane Terrace, London, Sw1 X 9 Dq, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011 44 0 207 901 8300 or by fax 011 44 0 201 901 8301. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at polygoninv.com.