Weber Asset Management, Inc. (Lake Success)


Weber Asset Management, Inc. is a large advisory firm based in Lake Success. It manages $328.31 million of regulatory assets for 652 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Logo

Weber Asset Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Weber Asset Management: assets under management

The assets under management (AUM) of Weber Asset Management, Inc. is $328.31 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $328.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $503.55 thousand each.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Weber Asset Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ken Weber serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Ken Weber is high net worth individuals with 100 clients and $228.79 million of assets under management. Among the 12 most similar advisory firms, Weber Asset Management has the 6th highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $328.31 million for 334 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Weber Asset Management doesn't advise any private funds.

Careers at Weber Asset Management, Inc.

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ken Weber has been acting as President since 1 Jul 1992. Jennifer Legum Weber joined the executive team most recently as the Senior Financial Planner.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Kathleen M Daly Vice president 1 Oct 1986 Other 6021539
Ken Weber President 1 Jul 1992 75% - 100% 2591548
Inc. Weber Asset Management President 1 Jul 1992 75% - 100% 106267
Stuart E Markowitz Chief compliance officer 1 Jun 1999 Other 5029292
Jennifer Legum Weber Senior financial planner 1 Feb 2018 Other 5196381

Based in Lake Success

The principal office where Weber Asset Management, Inc. performs its advisory services is located at 1983 Marcus Ave, Lake Success, NY 11042, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516-326-3299 or by fax 516-326-3623. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at weberasset.com.