Ua, LLC (New York)

Name: Ua, LLC
Address: 30 Broad St., 31 St Fl., New York, NY, 10004
Telephone: 212-612-9100

Ua, LLC is a large advisory firm based in New York. It manages $560.98 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New York and Texas.

Ua provides portfolio management for businesses and institutional clients, pension consulting services, and real estate fund. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ua: assets under management

The assets under management (AUM) of Ua, LLC is $560.98 million. The firm's AUM has grown by 833% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ua, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ua, LLC

Joseph Daniel Flom has been acting as President since 1 Sep 1998. Estate Of Joseph H. Flom joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hal David Reiff	Member	1 Sep 1998	Other	1099641
Joseph Daniel Flom	Member/director	1 Sep 1998	Other	1042172
Richmond Mccoy	Member/director	1 Sep 1998	Other	4411764
Llc Ucp Ua	Member	1 Sep 1998	25% - 50%	13-4054434
Joseph Elmaleh	Member/director	1 Sep 1998	Other	4417503
Stephanie Dean Calabrese	Member/chief compliance officer	1 Jun 2005	Other	5021723
David Glenn Monzella	Member	1 Jun 2005	Other	5021891
Edward Scott	Member	1 Jun 2005	Other	5021894
Robert Shannon Stark	Member	1 Jun 2005	Other	5021888
Michael J. Yuzon	Chief compliance officer, vice president	1 Jun 2008	Other	4792064
Marea Parker	Chief compliance officer	1 Jun 2008	Other	5545199
Thomas P Kennedy	Chief financial officer/chief operations officer	1 Oct 2008	Other	5555630
Estate Of Joseph H. Flom	Member	1 Mar 2011	Other	35-6901266

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
John Oscar Utendahl	Owner, ucp-ua, llc & director, ua, llc	1 Sep 1998	75% - 100%	1055234

Based in New York

The principal office where Ua, LLC performs its advisory services is located at 30 Broad St., 31 St Fl., New York, NY 10004, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-612-9100 or by fax 212-785-9419. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at www.urbanamericalp.com.