Mueller Financial Solutions Co. (Canon City)

Name: Mueller Financial Solutions Co.
Address: 303 N. 7 Th St., Canon City, CO, 81212
Telephone: 719-275-1651

Mueller Financial Solutions Co. is a large advisory firm based in Canon City. It manages $116.6 million of regulatory assets for 254 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Colorado and Texas.

Mueller Financial Solutions provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mueller Financial Solutions: assets under management

The assets under management (AUM) of Mueller Financial Solutions Co. is $116.6 million. The firm's AUM has grown by 169% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $112.6 million in discretionary accounts and $4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $471.13 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $266.52 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mueller Financial Solutions Co. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeffrey Lawrence Mueller serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Jeffrey Lawrence Mueller is high net worth individuals with 22 clients and $59.71 million of assets under management. Among the 6 most similar advisory firms, Mueller Financial Solutions has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $112.6 million for 245 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mueller Financial Solutions doesn't advise any private funds.

Careers at Mueller Financial Solutions Co.

The company employs 9 people that are either part- or full-time employees. 22 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeffrey Lawrence Mueller has been acting as President since 1 Jun 1997. Shad Everett Johnson joined the executive team most recently as the Investment Advisor Representative.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Lawrence Mueller	President/owner/chief executive officer/chief compliance officer	1 Jun 1997	75% - 100%	4421457
Shad Everett Johnson	Investment advisor representative	1 Jan 2016	Other	2471965

Based in Canon City

The principal office where Mueller Financial Solutions Co. performs its advisory services is located at 303 N. 7 Th St., Canon City, CO 81212, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 719-275-1651 or by fax 719-269-1033. The normal business hours are 8am to 5pm on Other. You can find more information about the New York firm at themuellercompanies.com.