Chapman Investment Management, LLC (San Anselmo)

Name: Chapman Investment Management, LLC
Address: 701 Butterfield Road, San Anselmo, CA, 94960
Telephone: 415-497-3885

Chapman Investment Management, LLC is a large advisory firm based in San Anselmo. It manages $102.76 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Chapman Investment Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chapman Investment Management: assets under management

The assets under management (AUM) of Chapman Investment Management, LLC is $102.76 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.76 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.06 million each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in state and local bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chapman Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Chapman Investment Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Chapman Investment Management is high net worth individuals with 12 clients and $46.07 million of assets under management. Among the 9 most similar advisory firms, Chapman Investment Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $50.71 million for 34 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chapman Investment Management doesn't advise any private funds.

Careers at Chapman Investment Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott Andrew Chapman	Chief executive officer and chief compliance officer	1 Jan 2013	75% - 100%	3175257

Based in San Anselmo

The principal office where Chapman Investment Management, LLC performs its advisory services is located at 701 Butterfield Road, San Anselmo, CA 94960, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-497-3885 or by fax 415-785-3422. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at chapmaninvestment.com and its LinkedIn profile.