Fil Investments (Japan) Limited (Tokyo)

Name: Fil Investments (Japan) Limited
Address: Tri Seven Roppongi, Tokyo, 106 0032
Telephone: 00813-4560-6000

Fil Investments (Japan) Limited is an adviser based in Tokyo. It has been registered with the SEC as an adviser since 2010.

Fil Investments (Japan) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fil Investments (Japan) Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fil Investments (Japan) Limited

The company employs 240 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bradley Fresia has been acting as President since 1 Jun 2010. Derek Lane Young joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Spencer Andrew O'brien	Director and chief compliance officer	1 Mar 2004	Other	4828600
Fil Japan Holdings Kk	Shareholder	1 Oct 2004	75% - 100%	foreign
Thomas Emile Johann Balk	President, director and representative executive officer	1 Dec 2005	Other	5160459
John Ford	Director and chief investment officer	1 Jul 2006	Other	4386240
Charles Berenger Gregory Giffard	Director	1 Apr 2008	Other	5600514
Masaya Shikama	Chief operating officer	1 Jun 2008	Other	5600512
Matthew Alan Heath	Director	1 Mar 2010	Other	4388857
Bradley Fresia	Director	1 Jun 2010	Other	5941101
Brad Fresia	Director	1 Jun 2010	Other	5941101
Tetsuro Kubo	Chief compliance officer	1 Oct 2010	Other	5941106
Peter Cromby	Director	1 Nov 2010	Other	5941103
Allan Kerim Callberg Pelvang	Director	1 Apr 2011	Other	5106990
Judith Marlinski	Director	1 Jun 2011	Other	5941108
Rupert Rossander	Director	1 Oct 2012	Other	5689264
Neil Montford	Director	1 Jun 2014	Other	6517382
Mia Watanabe	Director	1 Jun 2015	Other	6517396
Takashi Maruyama	Director	1 Jun 2016	Other	4376966
Christopher Paul Quinlan	Director	1 Jun 2016	Other	2443036
Charles Lloyd Mckenzie	Director	1 Sep 2016	Other	2367172
Derek Lane Young	Director	1 Jan 2019	Other	5538963
Rajesh Misra	Director	1 Jan 2019	Other	7145524

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Pandanus Partners	Shareholder (class b common)	1 Sep 1990	25% - 50%	75-2347466
Inc. Pandanus Associates	General partner	1 Sep 1990	Other	75-2349783
Fil Limited	Shareholder	1 Oct 2004	25% - 50%	foreign
Fil Limited	Shareholder	1 Dec 2008	25% - 50%	foreign
Fil Asia Holdings Pte Limited	Shareholder	1 Jan 2009	25% - 50%	foreign
Fil Asia	Shareholder	1 Jan 2009	25% - 50%	foreign
Fil Japan Holdings (Singapore) Pte. Limited	Shareholder	1 Apr 2009	50% - 75%	foreign

Based in Tokyo

The principal office where Fil Investments (Japan) Limited performs its advisory services is located at Tri Seven Roppongi, Tokyo, 106 0032, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00813-4560-6000. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at fidelity.co.jp/fij/.