Asian Direct Capital Management (Hong Kong)

Asian Direct Capital Management is an adviser based in Hong Kong. It manages $10.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Asian Direct Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Asian Direct Capital Management: assets under management

The assets under management (AUM) of Asian Direct Capital Management is $10.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Asian Direct Capital Management for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Asian Direct Capital Management

John Snow has been acting as President since 1 Jan 2001. Joanne Proud joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc State Street Global Advisors	Owner	1 Jan 2001	50% - 75%	06-1313175
Paversham Associates Limited	Owner	1 Jan 2001	25% - 50%	foreign
John Snow	Director/chairman	1 Jan 2001	Other	2601101
Mitchell H. Shames	Director	1 Jan 2001	Other	4340477
Raymond Hood	Managing director	1 Jan 2001	Other	4342725
Chiang Kuek Koh	Executive director	1 Jan 2001	Other	4342732
Peeyoosh Chadda	Portfolio manager	1 Jan 2001	Other	4342736
Pannapat Tongpaitoon	Portfolio manager	1 Jan 2001	Other	4342741
Thomas Miu	Treasurer	1 Jan 2001	Other	4342747
Raymond Charles Hood	Managing director	1 Jan 2001	Other	4342725
Kuek Chiang Koh	Executive director	1 Jan 2001	Other	4342732
Joseph Michael Lyons	Director	1 Jun 2003	Other	2652315
Yan Yan Li	Chief compliance officer	1 Oct 2004	Other	5039059
Vincent Duhamel	Director	1 Apr 2005	Other	4425845
Bernard Patrick Reilly	Director	1 Sep 2005	Other	5039060
Joanne Proud	Chief compliance officer	1 Apr 2007	Other	5316493

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
State Street Corporation	Owner	1 Jun 1990	75% - 100%	04-2456637
Raymond Hood	Director	1 Jan 2000	50% - 75%	4342725
Chiang Kuek Koh	Director	1 Jan 2000	25% - 50%	4342732
Kuek Chiang Koh	Director	1 Jan 2000	25% - 50%	4342732
Raymond Charles Hood	Director	1 Jan 2000	50% - 75%	4342725

Based in Hong Kong

The principal office where Asian Direct Capital Management performs its advisory services is located at 68 Th Floor Two International Finance Centre, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011 852-2103-0288 or by fax 011 852-2103-0200. The normal business hours are 9 am - 5 pm on Monday - Friday.