Sic Advisors LLC (Farmington Hills)

Name: Sic Advisors LLC
Address: 38955 Hills Tech Drive, Farmington Hills, MI, 48331
Telephone: 248-987-7874

Sic Advisors LLC is an adviser based in Farmington Hills. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Michigan and New York.

Sic Advisors provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sic Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sic Advisors LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Thomas Lilly joined the executive team most recently as the Cco/Sr Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Seth Bulger Taube	Chief executive officer	1 Jul 2011	Other	2378907
Richard Thomas Allorto	Chief financial officer	1 Jul 2011	Other	5820810
Medley Llc	Managing member	1 Jul 2011	75% - 100%	27-2437343
Llc Strategic Capital Advisory Services	Member	1 Jul 2011	Other	27-0249650
Brook Bulger Taube	Managing member	1 Jul 2011	Other	2564596
Llc Medley	Member	1 Jul 2011	75% - 100%	27-2437343
Strategic Capital Advisory Services Llc	Member	1 Jul 2011	Other	27-0249650
John Donnan Fredericks	General counsel and chief compliance officer	1 Mar 2014	Other	6312238
James Thomas Lilly	Cco/sr managing director	1 Jul 2019	75% - 100%	1868970

Indirect Owners

The SEC currently registers 20 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mario Garcia	Sole member	1 Apr 2004	75% - 100%	5783834
Llc The Validus Group	General partner	1 May 2004	Other	20-1017003
Robert Mark Brandenberger	Member	1 Mar 2009	25% - 50%	4033908
Kenneth Jaffe	Member	1 Mar 2009	25% - 50%	3022787
Dennis Michael Mcdaniel	Member	1 Mar 2009	25% - 50%	2326993
Patrick James Miller	Member	1 Mar 2009	25% - 50%	1603108
T3 Group Llc	Member	1 Apr 2010	50% - 75%	91-2159439
Windsor Advisors Llc	Member	1 Apr 2010	25% - 50%	20-4231224
Smh Partners Llc	Member	1 Apr 2010	25% - 50%	26-2273530
Carter Validus Holdings Ii Llc	Member	1 Apr 2010	50% - 75%	27-2193498
Llc Carter Validus Broker Dealer Investment Company	Sole member	1 Apr 2010	75% - 100%	90-0547746
Strategic Capital Companies Llc	Member	1 Apr 2010	50% - 75%	27-0249414
Carter Validus Holdings I Llc	Member	1 Apr 2010	25% - 50%	27-2193591
Ltd. Validus Group Partners	Shareholder	1 Apr 2010	50% - 75%	20-1017003
Llc Validus/Strategic Capital Partners	Member	1 Apr 2010	50% - 75%	27-2193498
Brook Taube Trust	Member	1 Jul 2011	25% - 50%	xxx-xx-xxxx
Seth And Angie Taube Trust	Member	1 Jul 2011	25% - 50%	xxx-xx-xxxx
Brook Bulger Taube	Trustee	1 Sep 2014	Other	2564596
Seth Bulger Taube	Trustee	1 Sep 2014	Other	2378907
Medley Management Inc.	Managing member	1 Sep 2014	Other	47-1130638

Based in Farmington Hills

The principal office where Sic Advisors LLC performs its advisory services is located at 38955 Hills Tech Drive, Farmington Hills, MI 48331, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 248-987-7874. The normal business hours are 9 am - 4 pm on Monday - Friday. You can find more information about the New York firm at sierraincomecorp.com.