Equinox Fund Management, LLC (Denver)

Name: Equinox Fund Management, LLC
Address: 1775 Sherman Street, Denver, CO, 80203
Telephone: 303-996-5500

Equinox Fund Management, LLC is a related adviser based in Denver. It has been registered with the SEC as an adviser since 2007.

Equinox Fund Management provides portfolio management for pooled investment vehicles and commodity pool operator. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Equinox Fund Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Equinox Fund Management, LLC

Robert Enck has been acting as President since 1 Mar 2007. Richard Eugene Bornhoft has served as the Chief Investment Officer since 1 Jun 2003 and Robert Joseph Enck is the Chief Executive Officer of Equinox Fund Management, LLC family office. Kristina Magolis joined the executive team most recently as the Legal Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Bornhoft Group Corporation	Owner	1 Jun 2003	Other	109628
Plimpton Capital Llc	Owner	1 Jun 2003	75% - 100%	20-0167980
Richard Eugene Bornhoft	Chief investment officer	1 Jun 2003	Other	1749875
Ronnie Santiago Montano	Chief admin officer/chief compliance officer	1 Jun 2003	Other	3014160
Brent Bales	Cfo	1 Jun 2003	Other	5323924
Robert Enck	President/ceo	1 Jun 2003	Other	5323927
John Zumbrunn	Executive committee member	1 Jun 2003	Other	2314711
John Conrad Plimpton	Executive committee member	1 Jun 2003	Other	1935140
Plimpton Capital Llc	Owner	1 Feb 2006	75% - 100%	20-0167980
Robert Enck	President/ceo	1 Mar 2007	Other	5323927
Robert Joseph Enck	President/chief executive officer	1 Mar 2007	Other	5323927
Ajay Raghunath Dravid	Executive committee member	1 Mar 2009	Other	2471626
Philip Liu	General counsel	1 Oct 2009	Other	5329292
Philip Yu Fei Liu	General counsel	1 Oct 2009	Other	5329292
Jason Harris Gerb	Chief compliance officer	1 Nov 2011	Other	3021815
Frank J. Codey	Chief operating officer	1 Nov 2011	Other	5036367
Jason Gerb	Chief compliance officer	1 Nov 2011	Other	3021815
Vance Jeffery Sanders	Cfo	1 Jun 2013	Other	2245623
Juanita Davida Hanley	Chief compliance officer	1 Jan 2014	Other	5217439
Jason Michael Ewasko	Chief compliance officer	1 Jan 2016	Other	4622799
Stacey Jean Gillespie	Chief compliance officer	1 Aug 2016	Other	3137874
Kristina Magolis	Legal counsel	1 Oct 2016	Other	6730263

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Eugene Bornhoft	Owner	1 Sep 1988	75% - 100%	1749875
Llc Equinox Financial Group	Member	1 Aug 2003	50% - 75%	06-1620559
Ltd Scan Partners	Member	1 Aug 2003	75% - 100%	06-1620559
Caroline Monoghan Pallat	General partner	1 Aug 2003	Other	5496886
John Conrad Plimpton	Owner	1 Aug 2003	75% - 100%	1935140
Llc Fund Management Investment Partners	Member	1 Aug 2003	25% - 50%	06-1620559

Based in Denver

The principal office where Equinox Fund Management, LLC performs its advisory services is located at 1775 Sherman Street, Denver, CO 80203, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-996-5500 or by fax 303-832-9354. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at equinoxfunds.com.